Form D · Hedge Fund

Caption Partners, LP

Oklahoma City, OK · CIK 0001551048

Offering snapshot reported Oct 29, 2021 · SEC filing

Reported sold
$31M
Indefinite offering
Investors reported
69
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 28, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$15.5M$31MJun 11, 2012: $943,000.00Jun 11, 2012Jun 11, 2013: $6,174,727.00Feb 6, 2014: $6,512,877.00Nov 13, 2014: $11,652,367.00Nov 10, 2015: $18,904,153.00Nov 10, 2016: $22,499,153.00Nov 9, 2017: $26,599,153.00Nov 1, 2018: $27,275,330.00Nov 1, 2019: $30,286,700.00Oct 30, 2020: $30,786,700.00Oct 29, 2021: $30,966,700.00Oct 29, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$30,786,700 → $30,966,700
  • Reported investors67 → 69

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 29, 2021Amendment$30,966,700$180,000vs Oct 30, 202069SEC filing
Oct 30, 2020Amendment$30,786,700$500,000vs Nov 1, 201967SEC filing
Nov 1, 2019Amendment$30,286,700$3,011,370vs Nov 1, 201865SEC filing
Nov 1, 2018Amendment$27,275,330$676,177vs Nov 9, 201761SEC filing
Nov 9, 2017Amendment$26,599,153$4,100,000vs Nov 10, 201658SEC filing
Nov 10, 2016Amendment$22,499,153$3,595,000vs Nov 10, 201554SEC filing
Nov 10, 2015Amendment$18,904,153$7,251,786vs Nov 13, 201450SEC filing
Nov 13, 2014Amendment$11,652,367$5,139,490vs Feb 6, 201441SEC filing
Feb 6, 2014Amendment$6,512,877$338,150vs Jun 11, 201334SEC filing
Jun 11, 2013Amendment$6,174,727$5,231,727vs Jun 11, 201233SEC filing
Jun 11, 2012Initial$943,000No comparison6SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-179524

Source: Form D, filed Oct 29, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAPTION PARTNERS, LP

Investment adviser: CAPTION MANAGEMENT, LLC

Gross asset value
$45.6M
Beneficial owners
15
ADV minimum commitment
$500K

Reported in Form ADV on Mar 22, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS ALTERNATIVE INVESTMENT SERVICES, LLC BELLEVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO USA, LLP NEW YORK, New York, United States
Custodian WELLS FARGO SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker WELLS FARGO SECURITIES, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BDO USA, LLP
PCAOB 243

WELLS FARGO SECURITIES, LLC
SEC 8-65876

WELLS FARGO SECURITIES, LLC
CRD 126292 · SEC 8-65876

Filing source

Form ADV 1619228 · Mar 22, 2022 · Schedule D 7.B.(1), fund 805-8983090626

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Caption Gp, Llc Executive
Caption Management, Llc Executive
William Cooper Executive
Chris Fargis Executive
Jason Strasser Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Caption Gp, Llc 900 N Broadway Ave, Suite 210
Oklahoma City, OK, 73102