Investment adviser · CRD 173841

CAPTION MANAGEMENT, LLC

Investment adviser filing (IA)

OKLAHOMA CITY, OK, United States · Form ADV filed Mar 24, 2026

Regulatory AUM: $3.41B
Client accounts: 5
Employees: 22
Advisory professionals: 12

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	5	$3,407,703,418	100.0%

Filing source

Form ADV 2067278 · Mar 24, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CAPTION PARTNERS II, LPHedge Fund · Last reported Mar 24, 2026$1.2BGross asset value

Form D fundraising filings

Caption Partners II, LP

Feeder funds

CAPTION PARTNERS II OFFSHORE LTD.

Fund administrator SS&C TECHNOLOGIES, INC. BELLEVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA, LLP NEW YORK, New York, United States

Custodian WELLS FARGO SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Prime broker FIDELITY PRIME FINANCING BOSTON, Massachusetts, United States

Prime broker WELLS FARGO SECURITIES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA, LLP
PCAOB 243

WELLS FARGO SECURITIES, LLC
SEC 8-65876

FIDELITY PRIME FINANCING
CRD 299736 · SEC 8-70261

WELLS FARGO SECURITIES, LLC
CRD 126292 · SEC 8-65876

Fund details & source

Fund ID: 805-8824982152
Reported beneficial owners: 100
Minimum commitment: $500K
Form D file number: 021-268549

Form ADV 2067278 · Mar 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CAPTION PARTNERS, LPHedge Fund · Last reported Mar 22, 2022$45.6MGross asset value

Form D fundraising filings

Caption Partners, LP

Fund administrator ALPS ALTERNATIVE INVESTMENT SERVICES, LLC BELLEVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA, LLP NEW YORK, New York, United States

Custodian WELLS FARGO SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Prime broker WELLS FARGO SECURITIES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA, LLP
PCAOB 243

WELLS FARGO SECURITIES, LLC
SEC 8-65876

WELLS FARGO SECURITIES, LLC
CRD 126292 · SEC 8-65876

Fund details & source

Fund ID: 805-8983090626
Reported beneficial owners: 15
Minimum commitment: $500K
Form D file number: 021-179524

Form ADV 1619228 · Mar 22, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CAPTION TECHNOLOGY, LPHedge Fund · Last reported May 2, 2018$26.9MGross asset value

Fund administrator ALPS ALTERNATIVE INVESTMENT SERVICES, LLC BELLEVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA, LLP NEW YORK, New York, United States

Custodian BTIG, LLC NEW YORK, New York, United States Related to adviser: No

Prime broker BTIG, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA, LLP
PCAOB 243

BTIG, LLC
SEC 8-65473

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source

Fund ID: 805-3349504468
Reported beneficial owners: 40
Minimum commitment: $250K
Form D file number: 021-242405

Form ADV 1215126 · May 2, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AMALFI FUND LPHedge Fund · Last reported Mar 26, 2020$8.99MGross asset value

Fund administrator ALPS ALTERNATIVE INVESTMENT SERVICES, LLC BELLEVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA, LLP NEW YORK, New York, United States

Custodian WELLS FARGO SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Prime broker WELLS FARGO SECURITIES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA, LLP
PCAOB 243

WELLS FARGO SECURITIES, LLC
SEC 8-65876

WELLS FARGO SECURITIES, LLC
CRD 126292 · SEC 8-65876

Fund details & source

Fund ID: 805-7656228235
Reported beneficial owners: 25
Minimum commitment: $500K
Form D file number: 021-324887

Form ADV 1391908 · Mar 26, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 24, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

499 W SHERIDAN AVENUE, SUITE 2250
OKLAHOMA CITY, OK, 73102, United States

CRD 173841

Filing source

Form ADV 2067278 · Mar 24, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.