Form D · Other Investment Fund

Capricorn AIP-Private Investment Fund I, L.P.

Palo Alto, CA · CIK 0001509794

Offering snapshot reported Jul 27, 2020 · SEC filing

Reported sold: $119M
Investors reported: 8
Minimum accepted: $25K
First sale: Jan 1, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 27, 2020	Amendment	$118,654,157	$0vs Jul 22, 2019	8	SEC filing
Jul 22, 2019	Amendment	$118,654,157	$6,000vs Jul 25, 2018	8	SEC filing
Jul 25, 2018	Amendment	$118,648,157	$12,018vs Jul 26, 2017	8	SEC filing
Jul 26, 2017	Amendment	$118,636,139	$6,794,245vs Aug 1, 2013	8	SEC filing
Jul 26, 2016	Amendment	$118,219,139	$6,377,245vs Aug 1, 2013	8	SEC filing
Jul 26, 2016	Amendment	$118,219,139	$6,377,245vs Aug 1, 2013	8	SEC filing
Jul 27, 2015	Amendment	$117,940,466	$6,098,572vs Aug 1, 2013	8	SEC filing
Jul 30, 2014	Amendment	$117,934,888	$6,092,994vs Aug 1, 2013	8	SEC filing
Aug 1, 2013	Amendment	$111,841,894	-$4,887,718vs Aug 3, 2012	8	SEC filing
Aug 3, 2012	Amendment	$116,729,612	-$9,036,546vs Aug 3, 2011	8	SEC filing
Aug 3, 2011	Amendment	$125,766,158	$67,858,292vs Jan 12, 2011	7	SEC filing
Jan 12, 2011	Initial	$57,907,866	No comparison	7	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-153587

Source: Form D, filed Jul 27, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAPRICORN AIP - PRIVATE INVESTMENT FUND I, L.P.

Investment adviser: CAPRICORN INVESTMENT GROUP LLC

Gross asset value: $2.84M
Beneficial owners: 8
ADV minimum commitment: $1M

Reported in Form ADV on Nov 1, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KPMG SAN FRANCISCO, California, United States

Custodian GOLDMAN SACHS & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

KPMG
PCAOB 185

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 1685111 · Nov 1, 2022 · Schedule D 7.B.(1), fund 805-8971137244

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Capricorn Investment Group, Llc	Executive
Alan Chang	Executive
James G.B. De Martini	Director
Dawnae Dodds	Executive
Stephen George	Director, Executive
John Jonson	Executive
Neil Kuyper	Executive
William Orum	Executive
Eric Techel	Executive
Barry Uphoff	Executive
Ion Yadigaroglu	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Capricorn Investment Group, Llc 250 University Avenue, Suite 300
Palo Alto, CA, 94301