Form D · Other Investment Fund

Capricorn AIP - Hedge Fund Strategies, L.P.

Palo Alto, CA · CIK 0001427081

Offering snapshot reported Jul 30, 2014 · SEC filing

Reported sold
$41.7M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Jan 29, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$20.8M$41.7MFeb 12, 2008Jul 28, 2009: $40,914,585.00Jul 26, 2010: $41,614,585.00Aug 4, 2010: $41,614,585.00Aug 3, 2011: $41,631,446.00Aug 3, 2012: $41,614,585.00Aug 1, 2013: $41,614,585.00Jul 30, 2014: $41,678,796.00Jul 30, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$41,614,585 → $41,678,796

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 30, 2014Amendment$41,678,796$64,211vs Aug 1, 20137SEC filing
Aug 1, 2013Amendment$41,614,585$0vs Aug 3, 20127SEC filing
Aug 3, 2012Amendment$41,614,585-$16,861vs Aug 3, 20117SEC filing
Aug 3, 2011Amendment$41,631,446$16,861vs Aug 4, 20107SEC filing
Aug 4, 2010Amendment$41,614,585$0vs Jul 26, 20107SEC filing
Jul 26, 2010Amendment$41,614,585$700,000vs Jul 28, 20097SEC filing
Jul 28, 2009Amendment$40,914,585No comparison7SEC filing
May 19, 2009Amendment$34,505,000No comparisonNot reportedSEC filing
Feb 12, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-114650

Source: Form D, filed Jul 30, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAPRICORN AIP - HEDGE FUND STRATEGIES, L.P.

Investment adviser: CAPRICORN INVESTMENT GROUP LLC

Gross asset value
$215K
Beneficial owners
1
ADV minimum commitment
$1M

Reported in Form ADV on Sep 30, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KPMG LLP SAN FRANCISCO, California, United States
Custodian BNY MELLON EVERETT, Massachusetts, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. SAN FRANCISCO, California, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 949465 · Sep 30, 2015 · Schedule D 7.B.(1), fund 805-4634096796

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Capricorn Investment Group, Llc Executive
Capricorn Investment Group, Llc Executive
Alan Chang Executive
James G.B. De Martini Director
Stephen George Director, Executive
John Jonson Executive
Neil Kuyper Executive
William Orum Executive
Eric Techel Executive
Barry Uphoff Executive
Ion Yadigaroglu Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Capricorn Investment Group, Llc 250 University Avenue, Suite 300
Palo Alto, CA, 94301