Form D · Private Equity Fund

Capra CLO Founders Fund, L.P.

New York, NY · CIK 0001653374

Offering snapshot reported Feb 18, 2020 · SEC filing

Reported sold
$120M
Offering amount: $250M
Investors reported
24
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Aug 25, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$60.1M$120MSep 18, 2015: $100,000,000.00Sep 18, 2015Dec 10, 2019: $119,114,983.00Feb 18, 2020: $120,114,983.00Feb 18, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$119,114,983 → $120,114,983
  • Reported investors23 → 24

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 18, 2020Amendment$120,114,983$1,000,000vs Dec 10, 201924SEC filing
Dec 10, 2019Amendment$119,114,983$19,114,983vs Sep 18, 201523SEC filing
Sep 18, 2015Initial$100,000,000No comparison4SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-247902
The General Partner reserves the right to reduce the minimum investment amount listed in Item 11.

Source: Form D, filed Feb 18, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAPRA CLO FOUNDERS FUND, L.P.

Investment adviser: CAPRA CREDIT MANAGEMENT, LLC

Gross asset value
$68.7M
Beneficial owners
17
ADV minimum commitment
$1M

Reported in Form ADV on Mar 30, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MUFG FUND SERVICES (CAYMAN) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO (USA) LLP NEW YORK, New York, United States
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer HUDSON PARTNERS SECURITIES LLC STAMFORD, Connecticut, United States Related to adviser: No
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BDO (USA) LLP
PCAOB 243

UBS SECURITIES LLC
SEC 8-22651

HUDSON PARTNERS SECURITIES LLC
CRD 145425 · SEC 8-67726

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 1741750 · Mar 30, 2023 · Schedule D 7.B.(1), fund 805-1048799494

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Cap Col Clo Gp, Llc Promoter
Cap Col Management, Llc Promoter
Capra Clo Gp, Llc Promoter
Capra Credit Management, Llc Promoter
James P. Healy Director, Executive
Michael Kurinets Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1230 Avenue Of The Americas Second Floor
New York, NY, 10020