CAPRA CREDIT MANAGEMENT, LLC – investment adviser, $45.1M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Corporations & businesses	Fewer than 5	$45,129,956	100.0%

Filing source

Form ADV 2043141 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CAPRA CLO FOUNDERS FUND, L.P.Securitized Asset Fund · Last reported Mar 30, 2023$68.7MGross asset value

Form D fundraising filings

Capra CLO Founders Fund, L.P.

Fund administrator MUFG FUND SERVICES (CAYMAN) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO (USA) LLP NEW YORK, New York, United States

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer HUDSON PARTNERS SECURITIES LLC STAMFORD, Connecticut, United States Related to adviser: No

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BDO (USA) LLP
PCAOB 243

UBS SECURITIES LLC
SEC 8-22651

HUDSON PARTNERS SECURITIES LLC
CRD 145425 · SEC 8-67726

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-1048799494
Reported beneficial owners: 17
Minimum commitment: $1M
Form D file number: 021-247902

Form ADV 1741750 · Mar 30, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CAPCOL CLO FUND II, LPSecuritized Asset Fund · Last reported Jan 9, 2020$29MGross asset value

Form D fundraising filings

CapCol CLO Fund 2017, L.P.

Fund administrator MUFG FUND SERVICES (CAYMAN) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer HUDSON PARTNERS SECURITIES LLC STAMFORD, Connecticut, United States Related to adviser: No

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

UBS SECURITIES LLC
SEC 8-22651

HUDSON PARTNERS SECURITIES LLC
CRD 145425 · SEC 8-67726

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-4992254711
Reported beneficial owners: 16
Minimum commitment: $1M
Form D file number: 021-294692

Form ADV 1367491 · Jan 9, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

300 PARK AVENUE, SUITE 218
NEW YORK, NY, 10022, United States

CRD 281736

Filing source

Form ADV 2043141 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.