Form D · Investing

Capital Strategies Advisors Fund II, LLC

Birmingham, AL · CIK 0001466306

Offering snapshot reported Dec 9, 2009 · SEC filing

Reported sold: $1.05M
Investors reported: 17
Minimum accepted: $25K
First sale: Jun 15, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$550,000 → $1,050,000
Reported investors0 → 17

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 9, 2009	Amendment	$1,050,000	$500,000vs Nov 12, 2009	17	SEC filing
Nov 12, 2009	Amendment	$550,000	$50,000vs Jun 15, 2009	0	SEC filing
Jun 15, 2009	Initial	$500,000	No comparison	0	SEC filing

Offering details

Securities: Not reported
Exemptions: 06
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-131971

1 sale in MS; 1 sale in CA; 15 sales in AL; 0 sales in TN; 0 sales in GA

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
N/A - No Comp. Being Received	None

Source: Form D, filed Dec 9, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAPITAL STRATEGIES ADVISORS FUND II, LLC

Investment adviser: BROOKLINE INVESTMENTS, INC.

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $25K

Reported in Form ADV on Sep 3, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DIPIAZZA LAROCCA HEETER & CO., LLC MOUNTAIN BROOK, Alabama, United States

Custodian SERVISFIRST BANK BIRMINGHAM, Alabama, United States Related to adviser: No

Marketer DR. JAMES E. CANTRELL, JR. BIRMINGHAM, Alabama, United States Related to adviser: No

Marketer DR. JIMMIE HULING HARVEY, JR. BIRMINGHAM, Alabama, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

Filing source

Form ADV 843035 · Sep 3, 2014 · Schedule D 7.B.(1), fund 805-2886147501

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Hollis N. Gieger, Jr.	Executive
Madding King, Iii	Executive
J. Rainer Twiford	Executive

Issuer details

Industry: Investing (See others in industry)

Address:

2501 20th Place South Suite 275
Birmingham, AL, 35223-1702