Form D · Hedge Fund

Capital Preservation Partners Ltd

Hamilton, D0 · CIK 0001313684

Offering snapshot reported Mar 21, 2016 · SEC filing

Reported sold
$28.4M
Indefinite offering
Investors reported
17
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Dec 31, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$14.2M$28.4MMar 12, 2013: $28,314,589.00Mar 12, 2013Mar 20, 2014: $28,374,467.00Mar 20, 2014Mar 20, 2015: $28,374,467.00Mar 20, 2015Mar 21, 2016: $28,374,467.00Mar 21, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 21, 2016Amendment$28,374,467$0vs Mar 20, 201517SEC filing
Mar 20, 2015Amendment$28,374,467$0vs Mar 20, 201417SEC filing
Mar 20, 2014Amendment$28,374,467$59,878vs Mar 12, 201317SEC filing
Mar 12, 2013Amendment$28,314,589No comparison17SEC filing
Mar 12, 2012Amendment$28,264,480$0vs Mar 10, 201117SEC filing
Mar 10, 2011Amendment$28,264,480$0vs Mar 16, 201017SEC filing
Mar 16, 2010Amendment$28,264,480No comparison17SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-72631

Source: Form D, filed Mar 21, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAPITAL PRESERVATION PARTNERS LIMITED

Investment adviser: PALOMA PARTNERS MANAGEMENT COMPANY

Gross asset value
$1.15M
Beneficial owners
6
ADV minimum commitment
$0

Reported in Form ADV on May 7, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP STAMFORD, Connecticut, United States
Custodian BMO HARRIS BANK N.A. CHICAGO, Illinois, United States Related to adviser: No
Custodian BUTTERFIELD TRUST (BERMUDA) LIMITED HAMILTON, Bermuda Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

Filing source

Form ADV 1216447 · May 7, 2018 · Schedule D 7.B.(1), fund 805-5702848013

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Roderick M Forrest Director, Executive
Nicholas J Hoskins Director, Executive
Maxwell L.H. Quin Director
Maxwell L.H. Quinn Director
Donald S. Sussman Promoter
S. Donald Sussman Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Harbour Financial Services Victoria Place, 31 Victoria Street
Hamilton, D0, HM10