Investment adviser · CRD 138460

PALOMA PARTNERS MANAGEMENT COMPANY

Investment adviser filing (IA)

GREENWICH, CT, United States · Form ADV filed May 20, 2026

Regulatory AUM: $30.3B
Client accounts: 3
Employees: 64
Advisory professionals: 30

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$30,288,572,376	100.0%

Filing source

Form ADV 2104272 · May 20, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PALOMA INTERNATIONAL LPHedge Fund · Last reported May 20, 2026$30.3BGross asset value

Feeder funds

PALOMA INTERNATIONAL LIMITED
PALOMA OFFSHORE LIMITED
PALOMA PARTNERS LLC

Fund administrator SS&C FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN KY1-1106, Cayman Islands

Custodian BARCLAYS BANK PLC LONDON, United Kingdom Related to adviser: No

Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No

Custodian BNP PARIBAS PARIS, France Related to adviser: No

Custodian BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States Related to adviser: No

Custodian BOFA SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian J.P. MORGAN CHASE BANK, NA NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Custodian THE BANK OF NOVA SCOTIA TORONTO, Canada Related to adviser: No

Custodian UBS AG ZURICH, Switzerland Related to adviser: No

Custodian UBS SECURITIES LLC STAMFORD, Connecticut, United States Related to adviser: No

Custodian WELLS FARGO BANK NA MINNEAPOLIS, Minnesota, United States Related to adviser: No

Prime broker BARCLAYS BANK PLC LONDON, United Kingdom

Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States

Prime broker BNP PARIBAS PARIS, France

Prime broker BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States

Prime broker BOFA SECURITIES, INC. NEW YORK, New York, United States

Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Prime broker JP MORGAN CHASE BANK NA NEW YORK, New York, United States

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Prime broker MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom

Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Prime broker UBS AG ZURICH, Switzerland

Prime broker UBS SECURITIES LLC STAMFORD, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LTD.
PCAOB 1655

BARCLAYS CAPITAL INC.
SEC 8-41342

BNP PARIBAS SECURITIES CORP.
SEC 8-32682

BOFA SECURITIES, INC.
SEC 8-69787

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

GOLDMAN SACHS & CO. LLC
SEC 8-129

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

MORGAN STANLEY & CO. LLC
SEC 8-15869

SG AMERICAS SECURITIES, LLC
SEC 8-66125

UBS SECURITIES LLC
SEC 8-22651

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

BNP PARIBAS SECURITIES CORP.
CRD 15794 · SEC 8-32682

BOFA SECURITIES, INC.
CRD 283942 · SEC 8-69787

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-5315493818
Reported beneficial owners: 5
Minimum commitment: $0

Form ADV 2104272 · May 20, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AMERICAN LANE QUANTITATIVE STRATEGIES FUND LPHedge Fund · Last reported Sep 6, 2016$582MGross asset value

Feeder funds

AMERICAN LANE QUANTITATIVE STRATEGIES LLC
AMERICAN LANE QUANTITATIVE STRATEGIES LTD.

Fund administrator JP MORGAN HEDGE FUND SERVICES BROOKLYN, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian JP MORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Prime broker DEUTSCHE BANK AG LONDON, United Kingdom

Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Prime broker UBS AG LONDON, United Kingdom

Prime broker UBS SECURITIES LLC STAMFORD, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source

Fund ID: 805-7154627313
Reported beneficial owners: 4
Minimum commitment: $0

Form ADV 1038983 · Sep 6, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CAPITAL PRESERVATION FUND LLCHedge Fund · Last reported May 7, 2018$7.18MGross asset value

Feeder funds

CAPITAL PRESERVATION PARTNERS LIMITED
CAPITAL PRESERVATION PARTNERS LLC

Fund administrator SEI GLOBAL SERVICES INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP STAMFORD, Connecticut, United States

Custodian BMO HARRIS BANK N.A. CHICAGO, Illinois, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source

Fund ID: 805-9886953936
Reported beneficial owners: 3
Minimum commitment: $0

Form ADV 1216447 · May 7, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 20, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Not reported in these imported fields

Principal office

2 AMERICAN LANE
GREENWICH, CT, 06836-2571, United States

CRD 138460

Filing source

Form ADV 2104272 · May 20, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.