Form D · Private Equity Fund

Capital Dynamics Global Secondaries IV, L.P.

New York, NY · CIK 0001575472

Offering snapshot reported Jul 8, 2016 · SEC filing

Reported sold
$564M
Offering amount: $564M
Investors reported
39
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 23, 2014
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 8, 2016Initial$564,300,045No comparison39SEC filing
Apr 7, 2016Amendment$377,555,556$269,655,556vs Apr 8, 201530SEC filing
Apr 8, 2015Amendment$107,900,000No comparison27SEC filing
Apr 8, 2014InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0
Form D file number
021-266610
The Total Offering Amount and Total Amount Sold include amounts offered and sold by a "parallel fund" of the Issuer.
Capital Dynamics Broker Dealer LLC will receive a fee based on a percentage of total amounts sold to U.S. investors.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Capital Dynamics Broker Dealer LLC148780

Source: Form D, filed Jul 8, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAPITAL DYNAMICS GLOBAL SECONDARIES IV, LP

Investment adviser: CAPITAL DYNAMICS, INC.

Gross asset value
$115M
Beneficial owners
36
ADV minimum commitment
$250K

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator COLMORE INC DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE, LLP SAN FRANCISCO, California, United States
Custodian FIRST CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No
Custodian HSBC BANK USA NA NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE, LLP
PCAOB 34

FIRST CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 2060533 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-2742996131

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Emma Anderson Director
Peter Becker Director
N/A Capital Dynamics Investments (Us) Limited Executive
N/A Capital Dynamics (Us) Gp Iii, Llc Executive
N/A Capital Dynamics (Us) Gp Iii, L.P. Executive
Carl Mc Connell Director, Executive
Stephen Mc Grath Director
Tina Saunders Director
Jordan Urstadt Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
645 Madison Avenue 19 Th Floor
New York, NY, 10022