Form D · Private Equity Fund
Capital Dynamics Global Secondaries III
Zug, V8 · CIK 0001492773
Offering snapshot reported Jun 24, 2010 · SEC filing
- Reported sold
- Yet to sell Offering amount: $10M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 24, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.1, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0
- Form D file number
- 021-144004
Capital Dynamics Broker Dealer LLC will receive a fee based on a percentage of the total amount sold to U.S. investors not exceeding 0.5%.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Capital Dynamics Broker Dealer LLC | 148780 |
Source: Form D, filed Jun 24, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
CAPITAL DYNAMICS GLOBAL SECONDARIES III
Investment adviser: CAPITAL DYNAMICS LIMITED
- Gross asset value
- $90.1M
- Beneficial owners
- 22
- ADV minimum commitment
- $561K
Reported in Form ADV on Aug 24, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 876
Filing source
Form ADV 1452411 · Aug 24, 2020 · Schedule D 7.B.(1), fund 805-2262513552
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Stefan Ammann | Director |
| N/A Capital Dynamics General Partner Ag | Director |
| Katharina Lichtner | Director |
| Jordan Urstadt | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Zug, V8, 6301