Form D · Private Equity Fund

CALTIUS EQUITY PARTNERS IV, LP

Los Angeles, CA · CIK 0001869782

Offering snapshot reported Sep 1, 2022 · SEC filing

Reported sold: $34M
Investors reported: 6
Minimum accepted: $0
First sale: Sep 2, 2021

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 6

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 1, 2022	Amendment	$34,000,000	No comparison	6	SEC filing
Sep 1, 2021	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-412026

Source: Form D, filed Sep 1, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CALTIUS EQUITY PARTNERS IV, LP

Investment adviser: CALTIUS CAPITAL MANAGEMENT, LP

Gross asset value: $36.6M
Beneficial owners: 7
ADV minimum commitment: $5M

Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KPMG LLP LOS ANGELES, California, United States

Custodian CITY NATIONAL BANK LOS ANGELES, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION LOS ANGELES, California, United States Related to adviser: No

Marketer TRAILMARK INC. ATLANTA, Georgia, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

KPMG LLP
PCAOB 185

CITY NATIONAL BANK
LEI 593C3GZG957YOJPS2Z63

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

TRAILMARK INC.
CRD 104408 · SEC 8-52864

Filing source

Form ADV 2066584 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-4921491009

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Caltius Equity Partners III, LP	Jan 30, 2015	$67,841,667	23
CALTIUS EQUITY PARTNERS IV, LP (this fund)	Sep 1, 2022	$34,000,000	6
Caltius Equity Partners V, LP	May 12, 2025	$52,925,000	35

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Garrick Ahn	Executive, Promoter
Jeffrey Holdsberg	Executive, Promoter
Michael J. Morgan	Executive, Promoter
James B. Upchurch	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

11766 Wilshire Boulevard, Suite 850
Los Angeles, CA, 90025