Form D · Hedge Fund

BULWARKBAY CREDIT OPPORTUNITIES FUND LP

Boston, MA · CIK 0001534302

Offering snapshot reported Oct 4, 2018 · SEC filing

Reported sold
$26.6M
Indefinite offering
Investors reported
14
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$13.3M$26.6MNov 7, 2011: $22,000,000.00Nov 7, 2011Nov 9, 2012: $22,375,000.00Oct 31, 2013: $24,675,000.00Oct 15, 2014: $24,725,000.00Oct 15, 2015: $24,725,000.00Oct 6, 2016: $25,225,000.00Oct 7, 2016: $25,225,000.00Oct 4, 2017: $25,625,000.00Oct 4, 2018: $26,625,000.00Oct 4, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$25,625,000 → $26,625,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 4, 2018Amendment$26,625,000$1,000,000vs Oct 4, 201714SEC filing
Oct 4, 2017Amendment$25,625,000$400,000vs Oct 7, 201614SEC filing
Oct 7, 2016Amendment$25,225,000$500,000vs Oct 15, 201514SEC filing
Oct 6, 2016Amendment$25,225,000$500,000vs Oct 15, 201514SEC filing
Oct 15, 2015Amendment$24,725,000$0vs Oct 15, 201414SEC filing
Oct 15, 2014Amendment$24,725,000$50,000vs Oct 31, 201314SEC filing
Oct 31, 2013Amendment$24,675,000$2,300,000vs Nov 9, 201214SEC filing
Nov 9, 2012Amendment$22,375,000$375,000vs Nov 7, 20119SEC filing
Nov 7, 2011Initial$22,000,000No comparison6SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-168337

Source: Form D, filed Oct 4, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LIM BULWARK CREDIT OPPORTUNITIES FUND, L.P.

Investment adviser: LIM FUND MANAGEMENT, LLC

Gross asset value
$31.6M
Beneficial owners
7
ADV minimum commitment
$1M

Reported in Form ADV on Mar 29, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS FUND SERVICES, INC. DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MARCUM LLP BOSTON, Massachusetts, United States
Custodian COLORADO STATE BANK & TRUST DENVER, Colorado, United States Related to adviser: No
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MARCUM LLP
PCAOB 688

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 1627244 · Mar 29, 2022 · Schedule D 7.B.(1), fund 805-6112747695

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Bulwark Bay Investment Group Gp Llc Executive
Bulwark Bay Investment Group Llc Executive
Craig Carlozzi Executive
Michael Hanna Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Bulwarkbay Investment Group Gp Llc 75 Arlington Street, 5 Th Floor
Boston, MA, 02116