Investment adviser · CRD 304867

LIM FUND MANAGEMENT, LLC

Investment adviser filing (IA)

BOSTON, MA, United States · Form ADV filed Mar 29, 2022

Regulatory AUM
$31.6M
Form ADV · Item 5.F
Client accounts
1
Accounts, not individual clients
Employees
54
Reported in this filing
Advisory professionals
28
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles1$31,575,965100.0%
Filing source

Form ADV 1627244 · Mar 29, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

LIM BULWARK CREDIT OPPORTUNITIES FUND, L.P.Hedge Fund · Last reported Mar 29, 2022$31.6MGross asset value

Form D fundraising filings

BULWARKBAY CREDIT OPPORTUNITIES FUND LP

Fund administrator ALPS FUND SERVICES, INC. DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MARCUM LLP BOSTON, Massachusetts, United States
Custodian COLORADO STATE BANK & TRUST DENVER, Colorado, United States Related to adviser: No
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MARCUM LLP
PCAOB 688

PERSHING LLC
CRD 7560 · SEC 8-17574

Fund details & source
Fund ID
805-6112747695
Reported beneficial owners
7
Minimum commitment
$1M
Form D file number
021-168337

Form ADV 1627244 · Mar 29, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2022. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

125 HIGH STREET, SUITE 832
BOSTON, MA, 02110, United States

CRD 304867

Filing source

Form ADV 1627244 · Mar 29, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.