Form D · Hedge Fund

BTS Tactical Fixed Income Fund, LLC

Lexington, MA · CIK 0001141458

Offering snapshot reported May 21, 2013 · SEC filing

Reported sold: $5.75M
Investors reported: 4
Minimum accepted: $500K
First sale: Jan 1, 2000

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 21, 2013	Amendment	$5,750,000	$0vs May 15, 2012	4	SEC filing
May 15, 2012	Initial	$5,750,000	No comparison	4	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-178229

Source: Form D, filed May 21, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BTS TACTICAL FIXED INCOME FUND LLC

Investment adviser: BTS ASSET MANAGEMENT INC

Gross asset value: $5.1M
Beneficial owners: 3
ADV minimum commitment: $500K

Reported in Form ADV on Dec 20, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator DEUTSCHE BANK ALTERNATIVE FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO RALEIGH, North Carolina, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PERSHING LLC
SEC 8-17574

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 773421 · Dec 20, 2013 · Schedule D 7.B.(1), fund 805-3952705543

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Bts Asset Management, Inc.	Promoter
Vilis Pasts	Executive
Matthew Pasts	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Bts Asset Management, Inc. 420 Bedford Street, Suite 340
Lexington, MA, 02420