Investment adviser · CRD 105215

BTS ASSET MANAGEMENT, INC.

Investment adviser filing (IA)

BTS ASSET MANAGEMENT INC

LINCOLN, MA, United States · Form ADV filed Mar 31, 2026

Regulatory AUM
$145M
Form ADV · Item 5.F
Client accounts
448
Accounts, not individual clients
Employees
13
Reported in this filing
Advisory professionals
4
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Investment companies3$60,062,89041.5%
Individuals441$45,716,64831.6%
High-net-worth individuals2$35,785,17324.7%
Retirement plans2$3,207,3062.2%
Filing source

Form ADV 2089493 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BTS TACTICAL FIXED INCOME FUND LLCHedge Fund · Last reported Dec 20, 2013$5.1MGross asset value

Form D fundraising filings

BTS Tactical Fixed Income Fund, LLC

Fund administrator DEUTSCHE BANK ALTERNATIVE FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO RALEIGH, North Carolina, United States
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PERSHING LLC
SEC 8-17574

PERSHING LLC
CRD 7560 · SEC 8-17574

Fund details & source
Fund ID
805-3952705543
Reported beneficial owners
3
Minimum commitment
$500K
Form D file number
021-178229

Form ADV 773421 · Dec 20, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Business portfolio management · Market timing

Compensation

Percentage of assets

Principal office

55 OLD BEDFORD ROAD, SUITE 203
LINCOLN, MA, 01773, United States

CRD 105215

Filing source

Form ADV 2089493 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.