Form D · Investing

Brookline Pope Asset Fund II, LLC

Birmingham, AL · CIK 0001463498

Offering snapshot reported May 11, 2009 · SEC filing

Reported sold
$975K
Offering amount: $4M
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Not reported
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 11, 2009Initial$975,000No comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-130821

Source: Form D, filed May 11, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BROOKLINE POPE ASSET FUND II, LLC

Investment adviser: BROOKLINE INVESTMENTS, INC.

Gross asset value
$0
Beneficial owners
8
ADV minimum commitment
$25K

Reported in Form ADV on Dec 3, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DIPIAZZA LAROCCA HEETER & CO., LLC MOUNTAIN BROOK, Alabama, United States
Custodian SERVISFIRST BANK BIRMINGHAM, Alabama, United States Related to adviser: No
Custodian U.S. BANCORP INVESTMENTS, INC. ST. PAUL, Minnesota, United States Related to adviser: No
Prime broker U.S. BANCORP INVESTMENTS, INC. ST. PAUL, Minnesota, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

DIPIAZZA LAROCCA HEETER & CO., LLC
PCAOB 5903

U.S. BANCORP INVESTMENTS, INC.
SEC 8-35359

U.S. BANCORP INVESTMENTS, INC.
CRD 17868 · SEC 8-35359

Filing source

Form ADV 1255596 · Dec 3, 2018 · Schedule D 7.B.(1), fund 805-9863015673

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Hollis N. Gieger, Jr. Executive
Madding King, Iii Executive
J. Rainer Twiford Executive

Issuer details

Industry: Investing (See others in industry)

Address:
2501 20th Place South Suite 275
Birmingham, AL, 35223