Form D · Other Investment Fund
Brookfield Capital Partners V L.P.
New York, NY · CIK 0001741026
Offering snapshot reported Aug 6, 2019 · SEC filing
- Reported sold
- $8.32B Indefinite offering
- Investors reported
- 150 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 24, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 150
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 6, 2019 | Amendment | $8,315,322,193 | No comparison | 150 | SEC filing |
| Aug 7, 2018 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $35M (estimated)
- Finders' fees
- $0
- Form D file number
- Not reported
Item 13 and 14 reflect sales exempt from registration under Regulation D and/or other available exemptions. Amount includes separate account that invests alongside the fund and commitments from sponsor that may be satisfied through or alongside the fund.
The figure disclosed above reflects estimated amounts expected to be paid to placement agents in respect of sales exempt from registration under Regulation D and/or other available exemptions and includes amounts paid to Brookfield affiliates.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Brookfield Private Advisors LLC | 151423 | Brookfield Private Advisors LLC · CRD 151423 |
| Brookfield Private Capital (UK) Limited | None | |
| Brookfield Investment Management (Canada) Inc. | None | |
| KB Securities Co. Ltd | None | |
| Summit Trail Securities, LLC | 285784 | |
| Brookfield Singapore Pte. Ltd | None | |
| Brookfield Advisors (Hong Kong) Ltd | None |
Source: Form D, filed Aug 6, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lydie Bini | Executive |
| Ron Bloom | Executive |
| Edward Brogan | Executive |
| Jaspreet Dehl | Executive |
| David Gregory | Executive |
| Kristin Haase | Executive |
| Keiji Hattori | Executive |
| Jordan Kolar | Executive |
| Craig Laurie | Executive |
| Luc Leroi | Executive |
| Caroline Parisi | Executive |
| Mark Srulowitz | Executive |
| Mark Weinberg | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Brookfield Pl, 250 Vesey Street, 15 Th Fl
New York, NY, 10281-1023
New York, NY, 10281-1023