Form D · Other Investment Fund

Brookfield Capital Partners IV L.P.

New York, NY · CIK 0001636230

Offering snapshot reported Apr 14, 2016 · SEC filing

Reported sold: $3.38B
Investors reported: 98
Minimum accepted: $0
First sale: May 21, 2015

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 98

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 14, 2016	Amendment	$3,383,460,000	No comparison	98	SEC filing
Apr 14, 2015	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $6M (estimated)
Finders' fees: $0
Form D file number: Not reported

Amount includes commitments from the sponsor that may be satisfied through or alongside the issuer

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
Brookfield Private Advisors LLC	151423	Brookfield Private Advisors LLC · CRD 151423
John Jerrod Stelli	None	Teneo Partners Japan Limited
Shinhan Investment Corporation	None	Shinhan Investment Corporation

Source: Form D, filed Apr 14, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Brookfield Capital Partners IV L.P. (this fund)	Apr 14, 2016	$3,383,460,000	98
Brookfield Capital Partners V L.P.	Aug 6, 2019	$8,315,322,193	150
Brookfield Capital Partners VI L.P.	Nov 1, 2022	$8,410,970,888	112
Brookfield Capital Partners VII L.P.	Dec 31, 2025	Yet to sell	0

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jaspreet Dehl	Director, Executive
Joseph Freedman	Director, Executive
Peter Gordon	Executive
David Gregory	Executive
Jon Haick	Executive
Aaron Kline	Executive
Cyrus Madon	Executive
Pierre Mc Neil	Executive
David Nowak	Director, Executive
Jim Reid	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Brookfield Asset Management Inc. Brookfield Pl, 250 Vesey Street, 15 Th Fl
New York, NY, 10281-1023