Form D · Other Investment Fund

BroadOak Fund II, LLC

Bethesda, MD · CIK 0001561970

Offering snapshot reported Jan 9, 2014 · SEC filing

Reported sold: $13.1M
Investors reported: 20
Minimum accepted: $100K
First sale: Dec 9, 2013

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 9, 2014	Initial	$13,110,000	No comparison	20	SEC filing
Nov 16, 2012	Amendment	$6,000,000	$0vs Nov 14, 2012	13	SEC filing
Nov 14, 2012	Initial	$6,000,000	No comparison	13	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-209597

Source: Form D, filed Jan 9, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BROADOAK FUND II LLC

Investment adviser: BROADOAK ASSET MANAGEMENT, LLC

Gross asset value: $6.77M
Beneficial owners: 21
ADV minimum commitment: $100K

Reported in Form ADV on Nov 30, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator FLEMING FINANCIAL SERVICES BELAIRE, Maryland, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor STOUT, CAUSEY & HORNING SPARKS, Maryland, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

STOUT, CAUSEY & HORNING
PCAOB 2297

Filing source

Form ADV 1691791 · Nov 30, 2022 · Schedule D 7.B.(1), fund 805-5882089395

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
BroadOak Fund II, LLC (this fund)	Jan 9, 2014	$13,110,000	20
Broadoak Fund III, LLC	Nov 30, 2015	Yet to sell	0
BroadOak Fund IV, LLC	Apr 1, 2019	$51,500,000	45
BroadOak Fund V, LP	May 6, 2021	Yet to sell	0
BroadOak Fund VI, L.P.	May 9, 2025	Yet to sell	0

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
William Snider	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

7272 Wisconsin Avenue Suite 320
Bethesda, MD, 20814