Investment adviser · CRD 148901
BROADOAK ASSET MANAGEMENT, LLC
Investment adviser filing (IA)
BETHESDA, MD, United States · Form ADV filed Aug 31, 2026
- Regulatory AUM
- $519M Form ADV · Item 5.F
- Client accounts
- 9 Accounts, not individual clients
- Employees
- 10 Reported in this filing
- Advisory professionals
- 9 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 9 | $519,004,574 | 100.0% |
Filing source
Form ADV 2129912 · Aug 31, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
11 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
BROADOAK FUND VPrivate Equity Fund · Last reported Aug 31, 2026$114MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- No
STOUT CAUSEY AND HORNING
PCAOB 2297
Fund details & source
- Fund ID
- 805-5254934974
- Reported beneficial owners
- 75
- Minimum commitment
- $250K
- Form D file number
- 021-398495
Form ADV 2129912 · Aug 31, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BROADOAK FUND IVPrivate Equity Fund · Last reported Aug 31, 2026$75.8MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- No
STOUT CAUSEY AND HORNING
PCAOB 2297
Fund details & source
- Fund ID
- 805-9399413506
- Reported beneficial owners
- 49
- Minimum commitment
- $100K
- Form D file number
- 021-321593
Form ADV 2129912 · Aug 31, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BROADOAK CAPITAL 2019C, LLCPrivate Equity Fund · Last reported Aug 31, 2026$64.6MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- No
SUMMIT LLC
PCAOB 5251
Fund details & source
- Fund ID
- 805-8553927735
- Reported beneficial owners
- 35
- Minimum commitment
- $25K
- Form D file number
- 021-461257
Form ADV 2129912 · Aug 31, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BROADOAK CAPITAL 2016A LLCPrivate Equity Fund · Last reported Aug 31, 2026$35.6MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- No
SUMMIT LLC
PCAOB 5251
Fund details & source
- Fund ID
- 805-1526245702
- Reported beneficial owners
- 27
- Minimum commitment
- $25K
- Form D file number
- 021-289231
Form ADV 2129912 · Aug 31, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BROADOAK INCOME FUNDPrivate Equity Fund · Last reported Aug 31, 2026$23.4MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- No
KEITER, STEPHENS, HURST, GARY & SHREAVES, P.C.
PCAOB 80
Fund details & source
- Fund ID
- 805-6790764653
- Reported beneficial owners
- 17
- Minimum commitment
- $500K
- Form D file number
- 021-49701
Form ADV 2129912 · Aug 31, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BROADOAK FUND III, LLCPrivate Equity Fund · Last reported Aug 31, 2026$22.8MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- No
SC&H GROUP
PCAOB 2297
Fund details & source
- Fund ID
- 805-2736320493
- Reported beneficial owners
- 49
- Minimum commitment
- $100K
- Form D file number
- 021-252032
Form ADV 2129912 · Aug 31, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BROADOAK CAPITAL 2018B, LLCPrivate Equity Fund · Last reported Aug 31, 2026$7.27MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- No
SUMMIT LLC
PCAOB 5251
Fund details & source
- Fund ID
- 805-4210038347
- Reported beneficial owners
- 31
- Minimum commitment
- $50K
- Form D file number
- 021-412901
Form ADV 2129912 · Aug 31, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Aug 31, 2026. View historical filings
Reported services
Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
4800 MONTGOMERY LANE, SUITE 230BETHESDA, MD, 20814, United States
CRD 148901
Filing source
Form ADV 2129912 · Aug 31, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.