Form D · Private Equity Fund

Broadoak Capital 2016A, LLC

Bethesda, MD · CIK 0001710039

Offering snapshot reported Jun 22, 2017 · SEC filing

Reported sold
$4.12M
Offering amount: $4.12M
Investors reported
12
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Jun 10, 2017
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 22, 2017Initial$4,120,000No comparison12SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-289231

Source: Form D, filed Jun 22, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BROADOAK CAPITAL 2016A LLC

Investment adviser: BROADOAK ASSET MANAGEMENT, LLC

Gross asset value
$35.6M
Beneficial owners
27
ADV minimum commitment
$25K

Reported in Form ADV on Aug 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator FLEMING FINANCIAL SERVICES BELAIRE, Maryland, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SUMMIT LLC DENVER, Colorado, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

SUMMIT LLC
PCAOB 5251

Filing source

Form ADV 2129912 · Aug 31, 2026 · Schedule D 7.B.(1), fund 805-1526245702

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Tim Johnson Director, Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4800 Montgomery Lane Suite 230
Bethesda, MD, 20814