Form D · Hedge Fund

Broad Reach Capital LP

Conshohocken, PA · CIK 0001675889

Offering snapshot reported Dec 27, 2017 · SEC filing

Reported sold: $55M
Investors reported: 16
Minimum accepted: $1M
First sale: Oct 1, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$18,370,206 → $55,000,000
Reported investors14 → 16

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 27, 2017	Amendment	$55,000,000	$36,629,794vs Oct 14, 2016	16	SEC filing
Oct 14, 2016	Amendment	$18,370,206	No comparison	14	SEC filing
May 31, 2016	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-264115

None

Source: Form D, filed Dec 27, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BROAD REACH CAPITAL, LP

Investment adviser: BRISTOL ADVISORS, LLC

Gross asset value: $231M
Beneficial owners: 16
ADV minimum commitment: $1M

Reported in Form ADV on Jun 21, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NOTTINGHAM INVESTMENT ADMINISTRATION ROCKY MOUNT, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SANVILLE & COMPANY ABINGTON, Pennsylvania, United States

Custodian INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SANVILLE & COMPANY
PCAOB 169

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
SEC 8-66471

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
CRD 131487 · SEC 8-66471

Filing source

Form ADV 1224428 · Jun 21, 2018 · Schedule D 7.B.(1), fund 805-3138160983

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Brenda Smith	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

200 Four Fall Ste 211
Conshohocken, PA, 19428