Investment adviser · CRD 283379

BRISTOL ADVISORS, LLC

Investment adviser filing (IA)

WEST CONSHOHOCKEN, PA, United States · Form ADV filed Jun 21, 2018

Regulatory AUM
$231M
Form ADV · Item 5.F
Client accounts
1
Accounts, not individual clients
Employees
1
Reported in this filing
Advisory professionals
1
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles1$231,120,788100.0%
Filing source

Form ADV 1224428 · Jun 21, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BROAD REACH CAPITAL, LPHedge Fund · Last reported Jun 21, 2018$231MGross asset value

Form D fundraising filings

Broad Reach Capital LP

Fund administrator NOTTINGHAM INVESTMENT ADMINISTRATION ROCKY MOUNT, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SANVILLE & COMPANY ABINGTON, Pennsylvania, United States
Custodian INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SANVILLE & COMPANY
PCAOB 169

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
SEC 8-66471

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
CRD 131487 · SEC 8-66471

Fund details & source
Fund ID
805-3138160983
Reported beneficial owners
16
Minimum commitment
$1M
Form D file number
021-264115

Form ADV 1224428 · Jun 21, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 21, 2018. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

200 FOUR FALLS, SUITE 211,, 1001 CONSHOHOCKEN STATE ROAD
WEST CONSHOHOCKEN, PA, 19428, United States

CRD 283379

Filing source

Form ADV 1224428 · Jun 21, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.