Form D · Private Equity Fund

Bregal Sagemount III-B L.P.

St. Helier, Y9 · CIK 0001794405

Offering snapshot reported Nov 18, 2019 · SEC filing

Reported sold
Yet to sell
Indefinite offering
Investors reported
0
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 18, 2019InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$2.48M (estimated)
Finders' fees
$0
Form D file number
021-353661
The commission estimate includes amounts that may be payable in the next 12 months in connection with sales of interests in this Issuer and for the Issuer's parallel fund if certain amounts are invested.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Houlihan Lokey Capital, Inc.17708

Source: Form D, filed Nov 18, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BREGAL SAGEMOUNT III-B LP

Investment adviser: BREGAL INVESTMENTS, INC.

Gross asset value
$282M
Beneficial owners
43
ADV minimum commitment
$20M

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LONDON, United Kingdom
Custodian BANK OF MONTREAL CHICAGO, Illinois, United States Related to adviser: No
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG
PCAOB 1438

Filing source

Form ADV 2066888 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-6058795016

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Paul Bradshaw Director
Colin Dow Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Bregal Sagemount Iii Jersey Ltd Windward Hse, La Route De La Liberation
St. Helier, Y9, JE2 3BQ