Investment adviser · CRD 285006

BREGAL INVESTMENTS, INC.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 30, 2026

Regulatory AUM
$27.5B
Form ADV · Item 5.F
Client accounts
44
Accounts, not individual clients
Employees
101
Reported in this filing
Advisory professionals
62
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles44$27,547,553,868100.0%
Filing source

Form ADV 2066888 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

42 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CIG VI LPPrivate Equity Fund · Last reported Mar 30, 2026$4.33BGross asset value
Auditor ERNST & YOUNG ST HELIER, Jersey
Custodian CITIBANK EUROPE PLC, UK BRANCH LONDON, United Kingdom Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG
PCAOB 1438

Fund details & source
Fund ID
805-3036136673
Reported beneficial owners
26
Minimum commitment
$5M

Form ADV 2066888 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CIG V LPPrivate Equity Fund · Last reported Mar 30, 2026$3.32BGross asset value
Auditor ERNST & YOUNG ST. HELIER, Jersey
Custodian CITIBANK EUROPE PLC, UK BRANCH LONDON, United Kingdom Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG
PCAOB 1438

Fund details & source
Fund ID
805-2600527695
Reported beneficial owners
8
Minimum commitment
$0

Form ADV 2066888 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BREGAL SAGEMOUNT IV-B LPPrivate Equity Fund · Last reported Mar 30, 2026$1.4BGross asset value

Form D fundraising filings

Bregal Sagemount IV-B L.P.

Feeder funds

  • BREGAL SAGEMOUNT IV-B FEEDER LP
Auditor ERNST & YOUNG LONDON, United Kingdom
Custodian BANK OF MONTREAL CHICAGO, Illinois, United States Related to adviser: No
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG
PCAOB 1438

Fund details & source
Fund ID
805-1625589881
Reported beneficial owners
103
Minimum commitment
$5M
Form D file number
021-445751

Form ADV 2066888 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BREGAL SAGEMOUNT IV LPPrivate Equity Fund · Last reported Mar 30, 2026$1.36BGross asset value

Feeder funds

  • BREGAL SAGEMOUNT IV FEEDER LP
Auditor ERNST & YOUNG LONDON, United Kingdom
Custodian BANK OF MONTREAL CHICAGO, Illinois, United States Related to adviser: No
Custodian CITIGROUP EUROPE PLC, UK BRANCH LONDON, United Kingdom Related to adviser: No
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG
PCAOB 1438

Fund details & source
Fund ID
805-3126848227
Reported beneficial owners
60
Minimum commitment
$5M
Form D file number
021-445749
Form D file number
021-445751

Form ADV 2066888 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BREGAL PRIVATE EQUITY PARTNERS VI SLPPrivate Equity Fund · Last reported Mar 30, 2026$1.27BGross asset value
Auditor ERNST & YOUNG ST HELIER, Jersey
Custodian CITIBANK EUROPE PLC, UK BRANCH LONDON, United Kingdom Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG
PCAOB 1438

Fund details & source
Fund ID
805-1694668476
Reported beneficial owners
18
Minimum commitment
$5M

Form ADV 2066888 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BREGAL PRIVATE EQUITY PARTNERS VII SLPPrivate Equity Fund · Last reported Mar 30, 2026$1.18BGross asset value
Auditor ERNST & YOUNG ST HELIER, Jersey
Custodian ROYAL BANK OF SCOTLAND INTERNATIONAL 71 BATH STREET, ST HELIER, Jersey Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG
PCAOB 1438

Fund details & source
Fund ID
805-4717211593
Reported beneficial owners
20
Minimum commitment
$5M

Form ADV 2066888 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BREGAL PRIVATE EQUITY PARTNERS V SLPPrivate Equity Fund · Last reported Mar 30, 2026$850MGross asset value
Auditor ERNST & YOUNG ST. HELIER, Jersey
Custodian CITIBANK EUROPE PLC, UK BRANCH LONDON, United Kingdom Related to adviser: No
Custodian EQUINITI TRUST COMPANY LLC NEWARK, New Jersey, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG
PCAOB 1438

Fund details & source
Fund ID
805-2327767225
Reported beneficial owners
15
Minimum commitment
$5M

Form ADV 2066888 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

200 PARK AVENUE, 45TH FLOOR
NEW YORK, NY, 10166, United States

CRD 285006

Filing source

Form ADV 2066888 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.