Form D · Other Investment Fund

Breeden Partners L.P.

Greenwich, CT · CIK 0001368419

Offering snapshot reported Mar 7, 2012 · SEC filing

Reported sold
$205M
Indefinite offering
Investors reported
5
Form D · investor count
Minimum accepted
$200K
Reported outside-investor minimum
First sale
Jun 13, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$102M$205MMar 9, 2010: $204,533,333.00Mar 9, 2010Mar 10, 2011: $204,533,333.00Mar 10, 2011Mar 7, 2012: $204,533,333.00Mar 7, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 7, 2012Amendment$204,533,333$0vs Mar 10, 20115SEC filing
Mar 10, 2011Amendment$204,533,333$0vs Mar 9, 20105SEC filing
Mar 9, 2010Amendment$204,533,333No comparison5SEC filing
Jun 28, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-91753
Limited Partnership Interests

Source: Form D, filed Mar 7, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BREEDEN PARTNERS L.P.

Investment adviser: BREEDEN CAPITAL MANAGEMENT LLC

Gross asset value
$4.31M
Beneficial owners
4
ADV minimum commitment
$5M

Reported in Form ADV on May 22, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS NEW YORK, New York, United States
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

UBS SECURITIES LLC
SEC 8-22651

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 738774 · May 22, 2013 · Schedule D 7.B.(1), fund 805-8699531150

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard C. Breeden Executive
N/A Breeden Capital Management Llc Promoter
N/A Breeden Capital Partners Llc Promoter
James M. Cotter Director
Michael G. Stellwagen Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
100 Northfield Street
Greenwich, CT, 06830