Investment adviser · CRD 139021
BREEDEN CAPITAL MANAGEMENT LLC
Investment adviser filing (IA)
GREENWICH, CT, United States · Form ADV filed May 22, 2013
- Regulatory AUM
- $219M Form ADV · Item 5.F
- Client accounts
- 4 Accounts, not individual clients
- Employees
- 10 Reported in this filing
- Advisory professionals
- 6 Investment advisory functions
Private funds & service providers
5 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
BREEDEN PARTNERS (CALIFORNIA) L.P.Hedge Fund · Last reported May 22, 2013$196MGross asset value
Form D fundraising filings
BREEDEN PARTNERS (CALIFORNIA) L.P.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
UBS SECURITIES LLC
SEC 8-22651
UBS SECURITIES LLC
CRD 7654 · SEC 8-22651
Fund details & source
- Fund ID
- 805-3423059592
- Reported beneficial owners
- 2
- Minimum commitment
- $5M
- Form D file number
- 021-92629
Form ADV 738774 · May 22, 2013 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BREEDEN PARTNERS (CALIFORNIA) II L.P.Hedge Fund · Last reported May 22, 2013$19MGross asset value
Form D fundraising filings
BREEDEN PARTNERS (CALIFORNIA) II LP
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
UBS SECURITIES LLC
SEC 8-22651
UBS SECURITIES LLC
CRD 7654 · SEC 8-22651
Fund details & source
- Fund ID
- 805-6818148515
- Reported beneficial owners
- 2
- Minimum commitment
- $10M
- Form D file number
- 021-117304
Form ADV 738774 · May 22, 2013 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BREEDEN PARTNERS L.P.Hedge Fund · Last reported May 22, 2013$4.31MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
UBS SECURITIES LLC
SEC 8-22651
UBS SECURITIES LLC
CRD 7654 · SEC 8-22651
Fund details & source
- Fund ID
- 805-8699531150
- Reported beneficial owners
- 4
- Minimum commitment
- $5M
- Form D file number
- 021-91753
Form ADV 738774 · May 22, 2013 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BREEDEN PARTNERS (NEW YORK) I L.P.Hedge Fund · Last reported May 22, 2013$107KGross asset value
Form D fundraising filings
BREEDEN PARTNERS (NEW YORK) I L.P.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
UBS SECURITIES LLC
SEC 8-22651
UBS SECURITIES LLC
CRD 7654 · SEC 8-22651
Fund details & source
- Fund ID
- 805-8213958214
- Reported beneficial owners
- 2
- Minimum commitment
- $10M
- Form D file number
- 021-123506
Form ADV 738774 · May 22, 2013 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BREEDEN PARTNERS (HOLDCO) LTD.Hedge Fund · Last reported Jan 31, 2013$8.76MGross asset value
Feeder funds
- BREEDEN PARTNERS (CAYMAN) LTD.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
UBS SECURITIES LLC
SEC 8-22651
UBS SECURITIES LLC
CRD 7654 · SEC 8-22651
Fund details & source
- Fund ID
- 805-4434863290
- Reported beneficial owners
- 0
- Minimum commitment
- $5M
Form ADV 692665 · Jan 31, 2013 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: May 22, 2013. View historical filings
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
100 NORTHFIELD STREETGREENWICH, CT, 06830, United States
CRD 139021
Filing source
Form ADV 738774 · May 22, 2013 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.