Form D · Private Equity Fund

BREAKWATER CREDIT OPPORTUNITIES FUND III LP

Los Angeles, CA · CIK 0001857455

Offering snapshot reported Apr 21, 2021 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $0
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 21, 2021	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-396644

Source: Form D, filed Apr 21, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BREAKWATER CREDIT OPPORTUNITIES FUND III LP

Investment adviser: BREAKWATER MANAGEMENT, LP

Gross asset value: $17.3M
Beneficial owners: 8
ADV minimum commitment: $5M

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States

Custodian EAST WEST BANK LOS ANGELES, California, United States Related to adviser: No

Custodian RBC SECURITIES, INC LOS ANGELES, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

EAST WEST BANK
LEI F28JOQ8OBWCFUYM0UX

RBC SECURITIES, INC
SEC 8-52265

Filing source

Form ADV 2085249 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-2585733623

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
BREAKWATER CREDIT OPPORTUNITIES FUND, L.P.	Sep 30, 2015	$58,039,854	69
Breakwater Credit Opportunities Fund II LP	Jun 27, 2019	$59,130,556	17
BREAKWATER CREDIT OPPORTUNITIES FUND III LP (this fund)	Apr 21, 2021	Yet to sell	0

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Eric Beckman	Executive, Promoter
Saif Mansour	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1999 Avenue Of The Stars, Suite 1150
Los Angeles, CA, 90067