Form D · Private Equity Fund

Breakwater Credit Opportunities Fund II LP

Los Angeles, CA · CIK 0001735638

Offering snapshot reported Jun 27, 2019 · SEC filing

Reported sold
$59.1M
Offering amount: $200M
Investors reported
17
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Apr 2, 2018
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 17

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 27, 2019Amendment$59,130,556No comparison17SEC filing
Mar 30, 2018InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-309051
General Partner reserves the right to waive the minimum listed in Item 11.

Source: Form D, filed Jun 27, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BREAKWATER CREDIT OPPORTUNITIES FUND II LP

Investment adviser: BREAKWATER MANAGEMENT, LP

Gross asset value
$67M
Beneficial owners
23
ADV minimum commitment
$5M

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States
Custodian EAST WEST BANK LOS ANGELES, California, United States Related to adviser: No
Custodian RBC SECURITIES, INC LOS ANGELES, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

EAST WEST BANK
LEI F28JOQ8OBWCFUYM0UX

RBC SECURITIES, INC
SEC 8-52265

Filing source

Form ADV 2085249 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-1455009766

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Eric Beckman Executive
N/A Breakwater Credit Opportunities Fund Ii Gp Lp Executive
N/A Breakwater Management, Lp Executive
Saif Mansour Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1999 Avenue Of The Stars, Suite 1150
Los Angeles, CA, 90067