Form D · Other Investment Fund

BRAZIL VALUE & GROWTH FUND

Greenville, DE · CIK 0001091001

Offering snapshot reported Dec 14, 2012 · SEC filing

Reported sold
$639M
Indefinite offering
Investors reported
28
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 7, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$320M$639MDec 24, 2009: $566,769,000.00Dec 24, 2009Dec 21, 2010: $638,706,000.00Dec 21, 2010Dec 20, 2011: $638,706,000.00Dec 20, 2011Dec 14, 2012: $639,006,000.00Dec 14, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$638,706,000 → $639,006,000
  • Reported investors27 → 28

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 14, 2012Amendment$639,006,000$300,000vs Dec 20, 201128SEC filing
Dec 20, 2011Amendment$638,706,000$0vs Dec 21, 201027SEC filing
Dec 21, 2010Amendment$638,706,000$71,937,000vs Dec 24, 200927SEC filing
Dec 24, 2009Initial$566,769,000No comparison24SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-137185
The offering is an ongoing offering, without a cap, and is therefore of an indefinite amount.

Source: Form D, filed Dec 14, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE BRAZIL VALUE AND GROWTH FUND

Investment adviser: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

Gross asset value
$105M
Beneficial owners
27
ADV minimum commitment
$5M

Reported in Form ADV on Apr 18, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY ASSET SERVICING EVERETT, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG PHILADELPHIA, Pennsylvania, United States
Custodian THE BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 731257 · Apr 18, 2013 · Schedule D 7.B.(1), fund 805-3736272038

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Delaware Trustee Bny Mellon Trust Of Delaware Director
Investment Manager City Of Longdon Investment Management Company Limited Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4005 Kennett Pike Suite 250
Greenville, DE, 19807