Form D · Hedge Fund

Bowery Opportunity Fund, Ltd.

George Town, Grand Cayman, E9 · CIK 0001588477

Offering snapshot reported Oct 20, 2016 · SEC filing

Reported sold
$15.5M
Indefinite offering
Investors reported
6
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Oct 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.75M$15.5MOct 18, 2013: $325,000.00Oct 18, 2013Oct 20, 2014: $9,776,339.00Oct 20, 2014Oct 20, 2015: $9,793,204.00Oct 20, 2015Oct 20, 2016: $15,493,204.00Oct 20, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$325,000 → $15,493,204
  • Reported investors1 → 6

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 20, 2016Amendment$15,493,204$15,168,204vs Oct 18, 20136SEC filing
Oct 20, 2015Amendment$9,793,204$9,468,204vs Oct 18, 20136SEC filing
Oct 20, 2014Amendment$9,776,339$9,451,339vs Oct 18, 20136SEC filing
Oct 18, 2013Initial$325,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-204899

Source: Form D, filed Oct 20, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BOWERY OPPORTUNITY FUND, LTD.

Investment adviser: BOWERY INVESTMENT MANAGEMENT, LLC

Gross asset value
$807K
Beneficial owners
7
ADV minimum commitment
$1M

Reported in Form ADV on Sep 25, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MAITLAND ADMINISTRATION, LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BERKOWER LLC ISELIN, New Jersey, United States
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian WELLS FARGO BANK, N.A. RICHMOND, Virginia, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BERKOWER LLC
PCAOB 217

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 1335094 · Sep 25, 2019 · Schedule D 7.B.(1), fund 805-4368122238

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Bowery Investment Management, Llc Promoter
David Bree Director
Jason Fitzgerald Director
Ronan Guilfoyle Director
Vladimir Jelisavcic Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Maitland Administration Ltd. 90 Fort Street, 5 Th Floor
George Town, Grand Cayman, E9, KY1-1208