Investment adviser · CRD 164457

BOWERY INVESTMENT MANAGEMENT, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

NEW YORK, NY, United States · Form ADV filed Sep 25, 2019

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

9 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BLACKWELL PARTNERS, LLC - SERIES A - BOWERY PORTFOLIOHedge Fund · Last reported Sep 25, 2019$3.72MGross asset value
Fund administrator HEDGESERVE LIMITED DUBLIN, Ireland Investor statements: No (provided to no investors) Related to adviser: No
Auditor KPMG, LLP GREENSBORO, North Carolina, United States
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG, LLP
PCAOB 185

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-8677797187
Reported beneficial owners
4
Minimum commitment
$0

Form ADV 1335094 · Sep 25, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BOWERY OPPORTUNITY FUND, L.P.Hedge Fund · Last reported Sep 25, 2019$2.89MGross asset value

Form D fundraising filings

Bowery Opportunity Fund, L.P.

Fund administrator MAITLAND ADMINISTRATION LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BERKOWER LLC ISELIN, New Jersey, United States
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian WELLS FARGO BANK, N.A. RICHMOND, Virginia, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BERKOWER LLC
PCAOB 217

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-9973097506
Reported beneficial owners
25
Minimum commitment
$1M
Form D file number
021-133449

Form ADV 1335094 · Sep 25, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BOWERY OPPORTUNITY FUND, LTD.Hedge Fund · Last reported Sep 25, 2019$807KGross asset value

Form D fundraising filings

Bowery Opportunity Fund, Ltd.

Fund administrator MAITLAND ADMINISTRATION, LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BERKOWER LLC ISELIN, New Jersey, United States
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian WELLS FARGO BANK, N.A. RICHMOND, Virginia, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BERKOWER LLC
PCAOB 217

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-4368122238
Reported beneficial owners
7
Minimum commitment
$1M
Form D file number
021-204899

Form ADV 1335094 · Sep 25, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

P BOWERY LTD.Hedge Fund · Last reported Mar 29, 2018$7.09MGross asset value
Fund administrator CITCO FUND SERVICES (CURACAO) B.V. WILLEMSTAD, Curacao Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS LLP TORONTO, Canada
Custodian CITCO BANKING CORPORATION N.V. WILEMSTAD, Curacao Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSE COOPERS LLP
PCAOB 238

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-9399724518
Reported beneficial owners
6
Minimum commitment
$100K

Form ADV 1166268 · Mar 29, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BOWERY INSTITUTIONAL OPPORTUNITY FUND, L.P.Hedge Fund · Last reported Mar 29, 2018$1.34MGross asset value
Fund administrator MAITLAND ADMINISTRATION LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP NEW YORK, New York, United States
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian U.S. BANK DENVER, Colorado, United States Related to adviser: No
Custodian WELLS FARGO BANK, N.A. RICHMOND, Virginia, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-9875555096
Reported beneficial owners
4
Minimum commitment
$0

Form ADV 1166268 · Mar 29, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BOWERY OPPORTUNISTIC CREDIT, L.P.Hedge Fund · Last reported Mar 21, 2017$423KGross asset value

Form D fundraising filings

Bowery Opportunistic Credit, L.P.

Fund administrator MAITLAND ADMINISTRATION, LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON, LLP NEW YORK, New York, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian U.S. BANK DENVER, Colorado, United States Related to adviser: No
Custodian WELLS FARGO BANK, N.A. RICHMOND, Virginia, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-5550464762
Reported beneficial owners
2
Minimum commitment
$100K
Form D file number
021-214085

Form ADV 1091618 · Mar 21, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BOWERY FOCUSED CREDIT, L.P.Hedge Fund · Last reported Apr 24, 2014$0Gross asset value
Auditor GRANT THORNTON LLP NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-5062511930
Reported beneficial owners
0
Minimum commitment
$500K

Form ADV 819002 · Apr 24, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 25, 2019. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

1325 AVENUE OF THE AMERICAS, 28TH FLOOR
NEW YORK, NY, 10019, United States

CRD 164457

Filing source

Form ADV 1335094 · Sep 25, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.