Form D · Hedge Fund

HarborWalk Opportunistic Alpha Fund, LP

Boston, MA · CIK 0001459782

Offering snapshot reported May 14, 2019 · SEC filing

Reported sold
$201M
Indefinite offering
Investors reported
98
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$101M$201MMar 10, 2010: $6,511,000.00Mar 10, 2010Mar 9, 2011: $8,486,000.00Mar 9, 2012: $13,972,000.00Mar 11, 2013: $45,072,000.00Mar 11, 2014: $70,246,000.00Feb 12, 2015: $76,500,000.00Jun 1, 2015: $89,366,229.00May 24, 2016: $143,046,229.00May 11, 2017: $173,588,510.00May 11, 2018: $186,053,510.00May 14, 2019: $201,099,900.00May 14, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$186,053,510 → $201,099,900
  • Reported investors70 → 98

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 14, 2019Amendment$201,099,900$15,046,390vs May 11, 201898SEC filing
May 11, 2018Amendment$186,053,510$12,465,000vs May 11, 201770SEC filing
May 11, 2017Amendment$173,588,510$30,542,281vs May 24, 201655SEC filing
May 24, 2016Amendment$143,046,229$53,680,000vs Jun 1, 201531SEC filing
Jun 1, 2015Amendment$89,366,229$12,866,229vs Feb 12, 201524SEC filing
Feb 12, 2015Amendment$76,500,000$6,254,000vs Mar 11, 201423SEC filing
Mar 11, 2014Amendment$70,246,000$25,174,000vs Mar 11, 201313SEC filing
Mar 11, 2013Amendment$45,072,000$31,100,000vs Mar 9, 20128SEC filing
Mar 9, 2012Amendment$13,972,000$5,486,000vs Mar 9, 20118SEC filing
Mar 9, 2011Amendment$8,486,000$1,975,000vs Mar 10, 20106SEC filing
Mar 10, 2010Amendment$6,511,000No comparison3SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-128756

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
MBSC SECURITIES CORPORATION231

Source: Form D, filed May 14, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARBORWALK OPPORTUNISTIC ALPHA FUND LP

Investment adviser: MELLON INVESTMENTS CORPORATION

Gross asset value
$64.7M
Beneficial owners
82
ADV minimum commitment
$250K

Reported in Form ADV on Dec 5, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GEORGETOWN, Cayman Islands
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Marketer BNY MELLON SECURITIES CORPORATION NEW YORK CITY, New York, United States Related to adviser: Yes
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK CITY, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG
PCAOB 1323

GOLDMAN SACHS & CO. LLC
SEC 8-129

BNY MELLON SECURITIES CORPORATION
CRD 231 · SEC 801-54739

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 1360431 · Dec 5, 2019 · Schedule D 7.B.(1), fund 805-2387061332

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Bny Mellon Asset Management North America Corporation Promoter
David Brooks Executive
Joseph P. Gennaco Executive
Bart A. Grenier Executive
Adam Brett Joffe Executive
James Desmond Mac Intyre Executive
Daniel Mc Cormack Executive
N/A Mellon Investments Corporation Promoter
Alex Over Executive
Elizabeth Slover Executive
Tbcam, Llc Tbcam, Llc Executive
Tbcam, Llc Executive
N/A Tbcam, Llc Executive
The Boston Company Asset Management, Llc Promoter
Preston C. Traverse Executive
Eugene John Truschel Iii Executive
Richard Watson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Boston Place 201 Washington Street
Boston, MA, 02108