Form D · Hedge Fund

Macquarie Small Cap Growth Fund, LP

Philadelphia, PA · CIK 0001165579

Offering snapshot reported Aug 31, 2017 · SEC filing

Reported sold: $14.8M
Investors reported: 13
Minimum accepted: $1M
First sale: Jan 1, 2002

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 31, 2017	Amendment	$14,833,405	$0vs Jun 7, 2017	13	SEC filing
Jun 7, 2017	Amendment	$14,833,405	-$2,157,942vs Aug 31, 2016	13	SEC filing
Aug 31, 2016	Amendment	$16,991,347	-$29,644,032vs Jul 9, 2015	13	SEC filing
Jul 9, 2015	Amendment	$46,635,379	$0vs Jan 13, 2015	31	SEC filing
Jan 13, 2015	Amendment	$46,635,379	$0vs Oct 23, 2014	31	SEC filing
Oct 23, 2014	Amendment	$46,635,379	$0vs Jun 4, 2014	31	SEC filing
Jun 4, 2014	Amendment	$46,635,379	$500,000vs Jul 12, 2013	31	SEC filing
Jul 12, 2013	Initial	$46,135,379	No comparison	31	SEC filing
Feb 12, 2013	Amendment	$46,135,379	$0vs Jan 30, 2012	31	SEC filing
Jan 30, 2012	Amendment	$46,135,379	$0vs Feb 10, 2011	31	SEC filing
Feb 10, 2011	Amendment	$46,135,379	$2,475,000vs Feb 12, 2010	31	SEC filing
Feb 12, 2010	Amendment	$43,660,379	$0vs Mar 16, 2009	30	SEC filing
Mar 16, 2009	Initial	$43,660,379	No comparison	Not reported	SEC filing
Jan 13, 2006	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-199588

Total amount sold since inception as of 8/31/2017.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Delaware Distributors, L.P.	14232

Source: Form D, filed Aug 31, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MACQUARIE SMALL CAP GROWTH FUND, LP

Investment adviser: NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST

Gross asset value: $17.8M
Beneficial owners: 9
ADV minimum commitment: $1M

Reported in Form ADV on Aug 30, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE BANK OF NEW YORK MELLON -- ALTERNATIVE INVESTMENT SERVICES SOMERSET, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSE COOPERS PHILADELPHIA, Pennsylvania, United States

Custodian BNY MELLON NA NEW YORK, New York, United States Related to adviser: No

Marketer DELAWARE DISTRIBUTORS, L.P. PHILADELPHIA, Pennsylvania, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSE COOPERS
PCAOB 238

BNY MELLON NA
LEI HPFHU0OQ28E4N0NFVK49

DELAWARE DISTRIBUTORS, L.P.
CRD 14232 · SEC 8-29755

Filing source

Form ADV 1234671 · Aug 30, 2018 · Schedule D 7.B.(1), fund 805-9713370852

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David F. Connor	Director
Shawn Lytle	Director
Susan L. Natalini	Director
Suydam Van Zandt Schreiber	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

One Commerce Square 2005 Market Street
Philadelphia, PA, 19103