Form D · Hedge Fund

Battery Park High Yield Opportunity Strategic Fund, Ltd.

Grand Cayman, E9 · CIK 0001457822

Offering snapshot reported Feb 27, 2012 · SEC filing

Reported sold
$110M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Mar 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$55M$110MMar 16, 2009: $110,000,000.00Mar 16, 2009Feb 25, 2010: $110,000,000.00Feb 25, 2010Feb 22, 2011: $110,000,000.00Feb 22, 2011Feb 27, 2012: $110,000,000.00Feb 27, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 27, 2012Amendment$110,000,000$0vs Feb 22, 20111SEC filing
Feb 22, 2011Amendment$110,000,000$0vs Feb 25, 20101SEC filing
Feb 25, 2010Amendment$110,000,000$0vs Mar 16, 20091SEC filing
Mar 16, 2009Initial$110,000,000No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-127968

Source: Form D, filed Feb 27, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BATTERY PARK HIGH YIELD OPPORTUNITY STRATEGIC FUND, LTD.

Investment adviser: NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC

Gross asset value
$1.59M
Beneficial owners
1
ADV minimum commitment
$1M

Reported in Form ADV on Jun 5, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP GRAND CAYMAN, Cayman Islands
Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No
Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 826984 · Jun 5, 2014 · Schedule D 7.B.(1), fund 805-1391127816

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Crall Executive
Robert Levine Executive
Steven Rosenthal Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Ogier Fiduciary Svcs (Cayman) Ltd. 89 Nexus Way, Camana Bay
Grand Cayman, E9, KY1-9007