Investment adviser · CRD 110411
NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Jun 24, 2026
- Regulatory AUM
- $37.6B Form ADV · Item 5.F
- Client accounts
- 66 Accounts, not individual clients
- Employees
- 50 Reported in this filing
- Advisory professionals
- 25 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Government entities | 20 | $18,427,509,316 | 49.1% |
| Pooled investment vehicles | 22 | $10,071,020,050 | 26.8% |
| Sovereign wealth & foreign institutions | Fewer than 5 | $3,021,547,569 | 8.0% |
| Retirement plans | 8 | $2,974,501,712 | 7.9% |
| Investment companies | 4 | $2,146,068,580 | 5.7% |
| Insurance companies | 7 | $652,039,128 | 1.7% |
| Corporations & businesses | Fewer than 5 | $264,955,972 | 0.7% |
Filing source
Form ADV 2110388 · Jun 24, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
2 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
BATTERY PARK HIGH YIELD OPPORTUNITY MASTER FUND LTD.Hedge Fund · Last reported Apr 18, 2017$96.2MGross asset value
Feeder funds
- BATTERYPARK HIGH YIELD OPPORTUNITY OFFSHORE FUND, LTD.
- BATTERYPARK HIGH YIELD OPPORTUNITY FUND, L.P.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
J.P. MORGAN CLEARING CORP.
SEC 8-43724
NOMURA ASSET MANAGEMENT U.K. LIMITED
CRD 110815 · SEC 801-25922
NOMURA SECURITIES INTERNATIONAL, INC.
CRD 4297 · SEC 801-72991
J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724
Fund details & source
- Fund ID
- 805-8849053279
- Reported beneficial owners
- 11
- Minimum commitment
- $1M
- Form D file number
- 021-55599
Form ADV 1108036 · Apr 18, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BATTERY PARK HIGH YIELD OPPORTUNITY STRATEGIC FUND, LTD.Hedge Fund · Last reported Jun 5, 2014$1.59MGross asset value
Form D fundraising filings
Battery Park High Yield Opportunity Strategic Fund, Ltd.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
J.P. MORGAN CLEARING CORP.
SEC 8-43724
J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724
Fund details & source
- Fund ID
- 805-1391127816
- Reported beneficial owners
- 1
- Minimum commitment
- $1M
- Form D file number
- 021-127968
Form ADV 826984 · Jun 5, 2014 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Jun 24, 2026. View historical filings
Reported services
Investment company portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
WORLDWIDE PLAZA, 309 WEST 49TH STREETNEW YORK, NY, 10019-7316, United States
CRD 110411
Filing source
Form ADV 2110388 · Jun 24, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.