Form D · Other Investment Fund

Bastion Funding IV LLC

Stamford, CT · CIK 0001827806

Offering snapshot reported Oct 13, 2020 · SEC filing

Reported sold
$24.3M
Indefinite offering
Investors reported
27
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 24, 2020
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 13, 2020Initial$24,298,000No comparison27SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-377720

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Bruce Steven Goldstein2288224Independent Investment Bankers, Corp. · CRD 154134
Walton Henry Ward5173712Course 26, LLC · CRD 171325
Raleigh GreenNoneEmerald Consulting Partners, LLC

Source: Form D, filed Oct 13, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BASTION FUNDING IV LLC

Investment adviser: BASTION MANAGEMENT II LLC

Gross asset value
$132M
Beneficial owners
49
ADV minimum commitment
$50K

Reported in Form ADV on Apr 17, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC UNION, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PKF O'CONNOR DAVIES, LLP NEW YORK, New York, United States
Custodian JPMORGAN CHASE BANK N.A. NEW YORK, New York, United States Related to adviser: No
Custodian VERITEX COMMUNITY BANK DALLAS, Texas, United States Related to adviser: No
Prime broker NORTHERN TRUST SECURITIES, INC. CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PKF O'CONNOR DAVIES, LLP
PCAOB 127

JPMORGAN CHASE BANK N.A.
LEI 984500653R409CC5AB28

VERITEX COMMUNITY BANK
LEI 549300Q2EZNO3H86ED06

NORTHERN TRUST SECURITIES, INC.
CRD 7927 · SEC 8-23689

Filing source

Form ADV 2095817 · Apr 17, 2026 · Schedule D 7.B.(1), fund 805-7791261791

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jay Braden Executive, Promoter
Tim Reimink Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
281 Tresser Blvd Suite 502
Stamford, CT, 06901