Investment adviser · CRD 309685
BASTION MANAGEMENT II LLC
Investment adviser filing (IA)
STAMFORD, CT, United States · Form ADV filed Apr 17, 2026
- Regulatory AUM
- $573M Form ADV · Item 5.F
- Client accounts
- 6 Accounts, not individual clients
- Employees
- 13 Reported in this filing
- Advisory professionals
- 8 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 5 | $472,233,340 | 82.5% |
| Charities | Fewer than 5 | $100,503,270 | 17.5% |
Filing source
Form ADV 2095817 · Apr 17, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
7 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
BASTION FUNDING VI LPOther Private Fund · Last reported Apr 17, 2026$134MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PKF O'CONNOR DAVIES, LLP
PCAOB 127
JPMORGAN CHASE BANK N.A.
LEI 984500653R409CC5AB28
VERITEX COMMUNITY BANK
LEI 549300Q2EZNO3H86ED06
Fund details & source
- Fund ID
- 805-9738906752
- Reported beneficial owners
- 38
- Minimum commitment
- $50K
- Form D file number
- 021-467158
Form ADV 2095817 · Apr 17, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BASTION FUNDING IV LLCOther Private Fund · Last reported Apr 17, 2026$132MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PKF O'CONNOR DAVIES, LLP
PCAOB 127
JPMORGAN CHASE BANK N.A.
LEI 984500653R409CC5AB28
VERITEX COMMUNITY BANK
LEI 549300Q2EZNO3H86ED06
NORTHERN TRUST SECURITIES, INC.
CRD 7927 · SEC 8-23689
Fund details & source
- Fund ID
- 805-7791261791
- Reported beneficial owners
- 49
- Minimum commitment
- $50K
- Form D file number
- 021-377720
Form ADV 2095817 · Apr 17, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BASTION FUNDING V LPOther Private Fund · Last reported Apr 17, 2026$115MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PKF O'CONNOR DAVIES, LLP
PCAOB 127
JPMORGAN CHASE BANK N.A.
LEI 984500653R409CC5AB28
VERITEX COMMUNITY BANK
LEI 549300Q2EZNO3H86ED06
Fund details & source
- Fund ID
- 805-1347977077
- Reported beneficial owners
- 11
- Minimum commitment
- $1M
- Form D file number
- 021-417193
Form ADV 2095817 · Apr 17, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
MESIROW SPECIALTY FINANCE FUND VII, L.P.Other Private Fund · Last reported Apr 17, 2026$34.2MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST AND YOUNG LLP
PCAOB 34
JPMORGAN CHASE BANK N.A.
LEI 984500653R409CC5AB28
VERITEX COMMUNITY BANK
LEI 549300Q2EZNO3H86ED06
Fund details & source
- Fund ID
- 805-1934255877
- Reported beneficial owners
- 20
- Minimum commitment
- $250K
Form ADV 2095817 · Apr 17, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BASTION ABSF I FUND, L.P.Other Private Fund · Last reported Apr 17, 2026$24MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PFK O'CONNOR DAVIES, LLP
PCAOB 127
JPMORGAN CHASE BANK N.A.
LEI 984500653R409CC5AB28
VERITEX COMMUNITY BANK
LEI 549300Q2EZNO3H86ED06
Fund details & source
- Fund ID
- 805-1830249996
- Reported beneficial owners
- 6
- Minimum commitment
- $1M
Form ADV 2095817 · Apr 17, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BASTION CONSUMER FUNDING III LLCOther Private Fund · Last reported Jan 30, 2025$0Gross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PKF O'CONNOR DAVIES, LLP
PCAOB 127
VERITEX COMMUNITY BANK
LEI 549300Q2EZNO3H86ED06
Fund details & source
- Fund ID
- 805-9971168287
- Reported beneficial owners
- 0
- Minimum commitment
- $20M
Form ADV 1930030 · Jan 30, 2025 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BASTION CONSUMER FUNDING II LLCOther Private Fund · Last reported Jan 30, 2025$0Gross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PKF O'CONNOR DAVIES, LLP
PCAOB 127
VERITEX COMMUNITY BANK
LEI 549300Q2EZNO3H86ED06
Fund details & source
- Fund ID
- 805-9579916085
- Reported beneficial owners
- 0
- Minimum commitment
- $100K
Form ADV 1930030 · Jan 30, 2025 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Apr 17, 2026. View historical filings
Reported services
Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
281 TRESSER BLVD, SUITE 1505STAMFORD, CT, 06901, United States
CRD 309685
Filing source
Form ADV 2095817 · Apr 17, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.