Form D · Hedge Fund
BARINGTON COMPANIES EQUITY PARTNERS L P
New York, NY · CIK 0001107149
Offering snapshot reported Nov 5, 2026 · SEC filing
- Reported sold
- $209M Indefinite offering
- Investors reported
- 154 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 1, 2000 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$209,712,408 → $209,482,056
- Reported investors155 → 154
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 5, 2026 | Amendment | $209,482,056 | -$230,352vs Nov 27, 2024 | 154 | SEC filing |
| Nov 13, 2025 | Amendment | $209,482,056 | -$230,352vs Nov 27, 2024 | 154 | SEC filing |
| Nov 27, 2024 | Amendment | $209,712,408 | $30,135vs Nov 29, 2023 | 155 | SEC filing |
| Nov 29, 2023 | Amendment | $209,682,273 | $3,747,817vs Nov 30, 2022 | 155 | SEC filing |
| Nov 30, 2022 | Amendment | $205,934,456 | $441,600vs Dec 3, 2021 | 150 | SEC filing |
| Dec 3, 2021 | Amendment | $205,492,856 | $0vs Dec 21, 2020 | 149 | SEC filing |
| Dec 21, 2020 | Amendment | $205,492,856 | $8,000,000vs Dec 20, 2019 | 149 | SEC filing |
| Dec 20, 2019 | Amendment | $197,492,856 | $1,134,931vs Dec 21, 2018 | 148 | SEC filing |
| Dec 21, 2018 | Amendment | $196,357,925 | $1,000,000vs Jul 12, 2018 | 146 | SEC filing |
| Jul 12, 2018 | Amendment | $195,357,925 | $0vs Jul 12, 2017 | 144 | SEC filing |
| Jul 12, 2017 | Amendment | $195,357,925 | $0vs Apr 12, 2017 | 144 | SEC filing |
| Apr 12, 2017 | Amendment | $195,357,925 | $4,107,386vs Sep 9, 2016 | 144 | SEC filing |
| Sep 9, 2016 | Amendment | $191,250,539 | $4,200,000vs Sep 11, 2015 | 138 | SEC filing |
| Sep 11, 2015 | Amendment | $187,050,539 | $21,315,000vs Sep 19, 2014 | 132 | SEC filing |
| Sep 19, 2014 | Amendment | $165,735,539 | $300,000vs Sep 10, 2013 | 132 | SEC filing |
| Sep 10, 2013 | Amendment | $165,435,539 | -$4,500,000vs Sep 11, 2012 | 130 | SEC filing |
| Sep 11, 2012 | Amendment | $169,935,539 | $500,000vs Sep 12, 2011 | 129 | SEC filing |
| Sep 12, 2011 | Amendment | $169,435,539 | $0vs Apr 5, 2011 | 128 | SEC filing |
| Apr 5, 2011 | Amendment | $169,435,539 | No comparison | 128 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-54363
Clarification to Item 12 - Certain entities listed are no longer in a marketing agreement with the Issuer in connection with sales of securities in the offering.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Bruce Winans | 4546308 | Compass Securities Corporation · CRD 16168 |
| Charles Neustein | 346772 | FCG Advisors, LLC · CRD 40633 |
| Thomas Mahoney IV | 843330 | CPIBD LLC · CRD 46049 |
| J.P. Morgan Securities Inc. | 79 | J.P. Morgan Securities Inc. · CRD 79 |
| Douglas Siekierski | 2279801 | Alpha Securities Corp. · CRD 36876 |
| Christopher Arts | 1991130 | Scarsdale Equities LLC · CRD 134602 |
| Steven Gumins | 1025841 | Capstone Investments · CRD 41400 |
| Michael Bartlett | None | Hedge Advisors Limited |
| Seymour Holtzman | None | Jewelcor Management Inc. |
| Francesco M. Rossi | 1991130 | Scarsdale Equities LLC · CRD 134602 |
| MSC-BD, LLC | 142927 | MSC-BD, LLC · CRD 142927 |
| Henry Druker | 2150098 | Hitherlane Partners, LLC · CRD 46604 |
| OCP Capital, LLC | 143381 | OCP Capital, LLC · CRD 143381 |
| Tangent Capital Partners, LLC | 146999 | Tangent Capital Partners, LLC · CRD 146999 |
| Maven Capital Advisors, LLC | None | Bridge Capital Associates, Inc. · CRD 298069 |
| Keith A. Thomas | 1297034 | Old City Securities, LLC · CRD 171910 |
Source: Form D, filed Nov 5, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
BARINGTON COMPANIES EQUITY PARTNERS, L.P.
Investment adviser: BARINGTON COMPANIES INVESTORS, LLC
- Gross asset value
- $173M
- Beneficial owners
- 19
- ADV minimum commitment
- $1M
Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG - A CAYMAN ISLANDS PARTNERSHIP
PCAOB 185
GOLDMAN SACHS & CO. LLC
SEC 8-129
PERSHING LLC
SEC 8-17574
OCP CAPITAL, LLC
CRD 143381 · SEC 8-67556
OLD CITY SECURITIES LLC
CRD 171910 · SEC 8-69488
GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129
PERSHING LLC
CRD 7560 · SEC 8-17574
Filing source
Form ADV 2071962 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-1266926296
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Barington Companies Investors, Llc | Executive |
| Barington Companies Investors, Llc | Executive |
| Sebastian Cassetta | Executive |
| Jared Landaw | Executive |
| Sarah Lu | Executive |
| James A. Mitarotonda | Executive |
| Joseph Signorile | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10019