Investment adviser · CRD 161305

BARINGTON COMPANIES INVESTORS, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $173M
Client accounts: 1
Employees: 9
Advisory professionals: 5

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	1	$172,902,278	100.0%

Filing source

Form ADV 2071962 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BARINGTON COMPANIES EQUITY PARTNERS, L.P.Hedge Fund · Last reported Mar 31, 2026$173MGross asset value

Form D fundraising filings

BARINGTON COMPANIES EQUITY PARTNERS L P

Fund administrator SS&C GLOBE OP NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG - A CAYMAN ISLANDS PARTNERSHIP GRAND CAYMAN, Cayman Islands

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer OCP CAPITAL, LLC NEW YORK, New York, United States Related to adviser: No

Marketer OLD CITY SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG - A CAYMAN ISLANDS PARTNERSHIP
PCAOB 185

GOLDMAN SACHS & CO. LLC
SEC 8-129

PERSHING LLC
SEC 8-17574

OCP CAPITAL, LLC
CRD 143381 · SEC 8-67556

OLD CITY SECURITIES LLC
CRD 171910 · SEC 8-69488

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

PERSHING LLC
CRD 7560 · SEC 8-17574

Fund details & source

Fund ID: 805-1266926296
Reported beneficial owners: 19
Minimum commitment: $1M
Form D file number: 021-54363

Form ADV 2071962 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BARINGTON NUORION MASTER FUND I, L.P.Hedge Fund · Last reported Mar 31, 2016$18MGross asset value

Feeder funds

BARINGTON NUORION FUND IA, L.P.
BARINGTON NUORION FUND I, L.P.

Fund administrator U.S. BANCORP FUND SERVICES, LTD. MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP GEORGE TOWN, Cayman Islands

Custodian U.S. BANK, N.A. MILWAUKEE, Wisconsin, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7426436589
Reported beneficial owners: 6
Minimum commitment: $5M
Form D file number: 021-252683

Form ADV 1004019 · Mar 31, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BARINGTON SPV I, L.P.Hedge Fund · Last reported Apr 9, 2013$11MGross asset value

Form D fundraising filings

Barington SPV I, L.P.

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ROTHSTEIN, KASS & COMPANY, P.C. ROSELAND, New Jersey, United States

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

Fund details & source

Fund ID: 805-1049186698
Reported beneficial owners: 3
Minimum commitment: $1M
Form D file number: 021-193968

Form ADV 729289 · Apr 9, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BARINGTON SPV II, L.P.Other Private Fund · Last reported Mar 29, 2019$5.71MGross asset value

Form D fundraising filings

Barington SPV II, L.P.

Auditor KPMG LLP SHORT HILLS, New Jersey, United States

Custodian WELLS FARGO CLEARING SERVICES, LLC NEW YORK, New York, United States Related to adviser: No

Prime broker WELLS FARGO CLEARING SERVICES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

KPMG LLP
PCAOB 185

WELLS FARGO CLEARING SERVICES, LLC
SEC 8-37180

WELLS FARGO CLEARING SERVICES, LLC
CRD 19616 · SEC 8-37180

Fund details & source

Fund ID: 805-3382072108
Reported beneficial owners: 2
Minimum commitment: $1M
Form D file number: 021-227349

Form ADV 1297249 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BARINGTON COMPANIES OFFSHORE FUND, LTD.Hedge Fund · Last reported Mar 27, 2012$0Gross asset value

Auditor ROTHSTEIN, KASS & COMPANY, P.C. ROSELAND, New Jersey, United States

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No

Marketer TRIANGULAR AG ZURICH, Switzerland Related to adviser: No

Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

J.P. MORGAN CLEARING CORP.
SEC 8-43724

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

Fund details & source

Fund ID: 805-2133179694
Reported beneficial owners: 0
Minimum commitment: $1M
Form D file number: 021-108277

Form ADV 618894 · Mar 27, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

888 SEVENTH AVENUE, 6TH FLOOR
NEW YORK, NY, 10019, United States

CRD 161305

Filing source

Form ADV 2071962 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.