Form D · Hedge Fund
BARCLAYS WEALTH ADVISOR SERIES - MULTI-MANAGER INTERNATIONAL EQUITY LTD
New York, NY · CIK 0001432635
Offering snapshot reported Sep 3, 2015 · SEC filing
- Reported sold
- $6.73M Indefinite offering
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Apr 1, 2008 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 3, 2015 | Amendment | $6,730,000 | $0vs Mar 30, 2015 | 4 | SEC filing |
| Mar 30, 2015 | Amendment | $6,730,000 | $0vs Apr 1, 2014 | 4 | SEC filing |
| Apr 1, 2014 | Amendment | $6,730,000 | $0vs Apr 1, 2013 | 4 | SEC filing |
| Apr 1, 2013 | Amendment | $6,730,000 | $0vs Mar 30, 2012 | 4 | SEC filing |
| Mar 30, 2012 | Amendment | $6,730,000 | $0vs Apr 18, 2011 | 4 | SEC filing |
| Apr 18, 2011 | Amendment | $6,730,000 | $0vs Oct 8, 2010 | 4 | SEC filing |
| Oct 8, 2010 | Amendment | $6,730,000 | $0vs Aug 13, 2010 | 4 | SEC filing |
| Aug 13, 2010 | Amendment | $6,730,000 | $0vs Sep 4, 2009 | 4 | SEC filing |
| Sep 4, 2009 | Amendment | $6,730,000 | $0vs Mar 12, 2009 | 4 | SEC filing |
| Mar 12, 2009 | Amendment | $6,730,000 | No comparison | Not reported | SEC filing |
| Apr 14, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $77.2K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-117149
Responses in Items #13 and #14 are estimates.
Estimate includes a 12 month projection.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Barclays Capital Inc. | 19714 | Barclays Capital Inc. · CRD 19714 |
| Lehman Brothers Inc. | 7506 | Lehman Brothers Inc. · CRD 7506 |
Source: Form D, filed Sep 3, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
BARCLAYS WEALTH ADVISOR SERIES-MULTI-MANAGER INTERNATIONAL EQUITY LTD.
Investment adviser: BARCLAYS CAPITAL INC.
- Gross asset value
- $0
- Beneficial owners
- 0
- ADV minimum commitment
- $250K
Reported in Form ADV on Feb 14, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Filing source
Form ADV 702221 · Feb 14, 2013 · Schedule D 7.B.(1), fund 805-7889565292
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lisa Ann Marie Alexander | Director |
| Robert Conti | Director |
| Laren Gillespie | Director |
| Lori Hotz | Director |
| Jayson Lashin | Director |
| Alison Lorna Martinson | Director |
| Michelle Wilson Clarke | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10019