Investment adviser · CRD 19714

BARCLAYS CAPITAL INC.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Dec 15, 2015

Regulatory AUM
$12.8B
Form ADV · Item 5.F
Client accounts
2,786
Accounts, not individual clients
Employees
765
Reported in this filing
Advisory professionals
204
Investment advisory functions

Private funds & service providers

10 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL VALUE EQUITY MASTER FUND L.P.Other Private Fund · Last reported Dec 15, 2015$540MGross asset value

Feeder funds

  • BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL VALUE EQUITY L.P.
  • BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL VALUE EQUITY LTD
Fund administrator STATE STREET CAYMAN TRUST COMPANY LTD TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LP SAN FRANCISCO, California, United States
Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6897550323
Reported beneficial owners
402
Minimum commitment
$250K
Form D file number
021-102195
Form D file number
021-113821

Form ADV 962868 · Dec 15, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL GROWTH EQUITY MASTER FUND L.P.Other Private Fund · Last reported Dec 15, 2015$430MGross asset value

Feeder funds

  • BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL GROWTH EQUITY L.P.
  • BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL GROWTH EQUITY LTD.
Fund administrator STATE STREET CAYMAN TRUST COMPANY LTD TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LP SAN FRANCISCO, California, United States
Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-4040477307
Reported beneficial owners
310
Minimum commitment
$250K
Form D file number
021-116207
Form D file number
021-116370

Form ADV 962868 · Dec 15, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BARCLAYS WEALTH ADVISOR SERIES - STRATEGIC COMMODITIES MASTER FUND L.P.Hedge Fund · Last reported Dec 15, 2015$126MGross asset value

Feeder funds

  • BARCLAYS WEALTH ADVISOR SERIES - STRATEGIC COMMODITIES FUND L.P.
  • BARCLAYS WEALTH ADVISOR SERIES - STRATEGIC COMMODITIES FUND LTD
Fund administrator STATE STREET CAYMAN TRUST COMPANY LTD TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LP SAN FRANCISCO, California, United States
Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Prime broker NEWEDGE USA, LLC CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

NEWEDGE USA, LLC
CRD 36118 · SEC 8-47023

Fund details & source
Fund ID
805-9215865885
Reported beneficial owners
140
Minimum commitment
$250K
Form D file number
021-133587
Form D file number
021-133588

Form ADV 962868 · Dec 15, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BARCLAYS WEALTH ADVISOR SERIES - LOCAL CURRENCY EMERGING MARKET DEBT MASTER FUND L.P.Other Private Fund · Last reported Dec 15, 2015$87.6MGross asset value

Feeder funds

  • BARCLAYS WEALTH ADVISOR SERIES - LOCAL CURRENCY EMERGING MARKET DEBT FUND L.P.
  • BARCLAYS WEALTH ADVISOR SERIES - LOCAL CURRENCY EMERGING MARKET DEBT FUND LTD.
Fund administrator STATE STREET CAYMAN TRUST COMPANY LTD TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LP SAN FRANCISCO, California, United States
Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-1107954583
Reported beneficial owners
132
Minimum commitment
$250K
Form D file number
021-152594
Form D file number
021-152595

Form ADV 962868 · Dec 15, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BARCLAYS WEALTH ADVISOR SERIES-MULTI-MANAGER INTERNATIONAL EQUITY L.P.Other Private Fund · Last reported Dec 15, 2015$33.9MGross asset value
Fund administrator STATE STREET CAYMAN TRUST COMPANY LTD TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LP SAN FRANCISCO, California, United States
Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-7938242776
Reported beneficial owners
207
Minimum commitment
$250K
Form D file number
021-117148

Form ADV 962868 · Dec 15, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BARCLAYS WEALTH ADVISOR SERIES- GLOBAL EQUITY MASTER FUND L.P.Other Private Fund · Last reported Dec 15, 2015$2.71MGross asset value

Feeder funds

  • BARCLAYS WEALTH ADVISOR SERIES- GLOBAL EQUITY L.P.
  • BARCLAYS WEALTH ADVISOR SERIES- GLOBAL EQUITY LTD.
Fund administrator STATE STREET CAYMAN TRUST COMPANY LTD TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LP SAN FRANCISCO, California, United States
Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-9204899406
Reported beneficial owners
0
Minimum commitment
$250K

Form ADV 962868 · Dec 15, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BARCLAYS WEALTH ADVISOR SERIES- GLOBAL BOND MASTER FUND L.P.Other Private Fund · Last reported Dec 15, 2015$736KGross asset value

Feeder funds

  • BARCLAYS WEALTH ADVISOR SERIES- GLOBAL BOND FUND L.P.
  • BARCLAYS WEALTH ADVISOR SERIES- GLOBAL BOND FUND LTD.
Fund administrator STATE STREET CAYMAN TRUST COMPANY LTD TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LP SAN FRANCISCO, California, United States
Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-3052085809
Reported beneficial owners
0
Minimum commitment
$250K

Form ADV 962868 · Dec 15, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Dec 15, 2015. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

745 7TH AVENUE
NEW YORK, NY, 10019-6801, United States

CRD 19714

Filing source

Form ADV 962868 · Dec 15, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.