Form D · Hedge Fund

BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL CORE EQUITY LP

New York, NY · CIK 0001432634

Offering snapshot reported Apr 18, 2011 · SEC filing

Reported sold
$152M
Indefinite offering
Investors reported
173
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$76.2M$152MApr 9, 2009: $151,580,488.00Apr 9, 2009Sep 4, 2009: $151,580,488.00Sep 4, 2009Aug 13, 2010: $152,355,487.00Aug 13, 2010Oct 8, 2010: $152,355,487.00Apr 18, 2011: $152,355,488.00Apr 18, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$152,355,487 → $152,355,488

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 18, 2011Amendment$152,355,488$1vs Oct 8, 2010173SEC filing
Oct 8, 2010Amendment$152,355,487$0vs Aug 13, 2010173SEC filing
Aug 13, 2010Amendment$152,355,487$774,999vs Sep 4, 2009173SEC filing
Sep 4, 2009Amendment$151,580,488$0vs Apr 9, 2009172SEC filing
Apr 9, 2009Amendment$151,580,488No comparisonNot reportedSEC filing
Mar 12, 2009Amendment$151,580,488No comparisonNot reportedSEC filing
Apr 14, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$5.66M (estimated)
Finders' fees
$0
Form D file number
021-117123
Responses in Items #13 and #14 are estimates.
Estimate is based upon the receipt of a portion of the annual management fee from the investment advisor and/ or fees received from the feeder fund. Such amounts could vary over the lifetime of the Issuer. Estimate includes a 12 month projection.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Barclays Capital Inc.19714Barclays Capital Inc. · CRD 19714
Lehman Brothers Inc.7506Lehman Brothers Inc. · CRD 7506

Source: Form D, filed Apr 18, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL CORE EQUITY L.P.

Investment adviser: BARCLAYS CAPITAL INC.

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Feb 14, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 702221 · Feb 14, 2013 · Schedule D 7.B.(1), fund 805-4495066801

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lisa Alexander Director
Laren Gillespie Director
Lori Hotz Director
Jayson Lashin Director
Alison Martinson Director
David W. Romhilt Executive
Michelle Wilson Clarke Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
399 Park Avenue
New York, NY, 10022