Form D · Venture Capital Fund

Ballast Point Ventures IV, L.P.

Tampa, FL · CIK 0001842018

Offering snapshot reported Jan 28, 2021 · SEC filing

Reported sold
Yet to sell
Offering amount: $165M
Investors reported
0
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 28, 2021AmendmentYet to sellNo comparison0SEC filing
Jan 27, 2021InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0
Form D file number
021-387589
Each of the Recipients listed in Item 12 hereof may receive compensation from the Issuer based on a percentage of capital raised.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Raymond James and Associates, Inc.705
Raymond James Financial Services, Inc.6694

Source: Form D, filed Jan 28, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Ballast Point Venture Partners Iv, Llc Executive
Robert Faber Executive
Drew Graham Executive
Paul C. Johan Executive
Matthew Rice Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
401 East Jackson Street, Suite 2300
Tampa, FL, 33602