Form D · Other Investment Fund
Ballast Point Ventures III, L.P.
St. Petersburg, FL · CIK 0001604954
Offering snapshot reported Feb 9, 2015 · SEC filing
- Reported sold
- $164M Offering amount: $164M
- Investors reported
- 134 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 1, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$115,000,000 → $164,050,000
- Reported investors56 → 134
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 9, 2015 | Amendment | $164,050,000 | $49,050,000vs Apr 9, 2014 | 134 | SEC filing |
| Apr 9, 2014 | Initial | $115,000,000 | No comparison | 56 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $660K
- Finders' fees
- $0
- Form D file number
- 021-215211
Amounts include aggregate amounts for the Issuer and one parallel partnership.
Includes fees paid to Raymond James and Associates by the Management Company and, in certain cases, separately by the partners.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Raymond James Financial | 149018 |
Source: Form D, filed Feb 9, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
BALLAST POINT VENTURES EF III LP
Investment adviser: BPV MANAGEMENT LLC
- Gross asset value
- $4.73M
- Beneficial owners
- 45
- ADV minimum commitment
- $50K
Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
Filing source
Form ADV 2048667 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-6243702219
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A N/A Ballast Point Ventures Partners Iii, Llc | Executive |
| Drew Graham | Executive |
| Paul C. Johan | Executive |
| Matthew Rice | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:St. Petersburg, FL, 33716