Form D · Other Investment Fund

Baleen Capital Investors IV LLC

Portland, OR · CIK 0001868232

Offering snapshot reported Jun 25, 2021 · SEC filing

Reported sold
$26.9M
Offering amount: $28M
Investors reported
92
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Mar 9, 2021
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 25, 2021Initial$26,921,788No comparison92SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-404339

Source: Form D, filed Jun 25, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BALEEN CAPITAL INVESTORS IV LLC

Investment adviser: BALEEN CAPITAL MANAGEMENT LLC

Gross asset value
$25.2M
Beneficial owners
94
ADV minimum commitment
$25K

Reported in Form ADV on Mar 24, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor BERKOWER LLC ISELIN, New Jersey, United States
Custodian FIRST CITIZENS BANCSHARES, INC. SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

BERKOWER LLC
PCAOB 217

FIRST CITIZENS BANCSHARES, INC.
LEI 549300N3Z00ZHE2XC526

Filing source

Form ADV 2075346 · Mar 24, 2026 · Schedule D 7.B.(1), fund 805-1041777702

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A N/A Baleen Capital Management Llc Executive
Fang Li Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
811 Sw 6 Th Avenue Suite 1000
Portland, OR, 97204