Investment adviser · CRD 311438

BALEEN CAPITAL MANAGEMENT LLC

Investment adviser filing (IA)

LAS VEGAS, NV, United States · Form ADV filed Mar 24, 2026

Regulatory AUM
$169M
Form ADV · Item 5.F
Client accounts
3
Accounts, not individual clients
Employees
1
Reported in this filing
Advisory professionals
1
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles3$168,700,000100.0%
Filing source

Form ADV 2075346 · Mar 24, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BALEEN CAPITAL INVESTORS IV LLCOther Private Fund · Last reported Mar 24, 2026$25.2MGross asset value

Form D fundraising filings

Baleen Capital Investors IV LLC

Auditor BERKOWER LLC ISELIN, New Jersey, United States
Custodian FIRST CITIZENS BANCSHARES, INC. SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

BERKOWER LLC
PCAOB 217

FIRST CITIZENS BANCSHARES, INC.
LEI 549300N3Z00ZHE2XC526

Fund details & source
Fund ID
805-1041777702
Reported beneficial owners
94
Minimum commitment
$25K
Form D file number
021-404339

Form ADV 2075346 · Mar 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BALEEN CAPITAL INVESTORS III LLCOther Private Fund · Last reported Mar 24, 2026$6.7MGross asset value

Form D fundraising filings

Baleen Capital Investors III LLC

Auditor BERKOWER LLC ISELIN, New Jersey, United States
Custodian FIRST CITIZENS BANCSHARES, INC SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

BERKOWER LLC
PCAOB 217

FIRST CITIZENS BANCSHARES, INC
LEI 549300N3Z00ZHE2XC526

Fund details & source
Fund ID
805-7631293072
Reported beneficial owners
17
Minimum commitment
$25K
Form D file number
021-352615

Form ADV 2075346 · Mar 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BALEEN CAPITAL FUND LPHedge Fund · Last reported Mar 24, 2026$137KGross asset value

Form D fundraising filings

Baleen Capital Fund LP

Fund administrator NAV CONSULTING, INC. OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BERKOWER LLC ISELIN, New Jersey, United States
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BERKOWER LLC
PCAOB 217

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source
Fund ID
805-4841562020
Reported beneficial owners
54
Minimum commitment
$1M
Form D file number
021-179570

Form ADV 2075346 · Mar 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BALEEN CAPITAL INVESTORS II LLCOther Private Fund · Last reported Jan 11, 2021$3.8MGross asset value

Form D fundraising filings

Baleen Capital Investors II LLC

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source
Fund ID
805-7774335234
Reported beneficial owners
21
Minimum commitment
$50K
Form D file number
021-379392

Form ADV 1478509 · Jan 11, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 24, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

10845 GRIFFITH PEAK DRIVE, SUITE 200
LAS VEGAS, NV, 89135, United States

CRD 311438

Filing source

Form ADV 2075346 · Mar 24, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.