Form D · Hedge Fund

Bala Capital Fund, LLC

West Conshohocken, PA · CIK 0001546545

Offering snapshot reported Jun 25, 2021 · SEC filing

Reported sold
$82.6M
Indefinite offering
Investors reported
40
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jan 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$41.3M$82.6MMay 9, 2012: $2,500,000.00May 9, 2012Jun 26, 2017: $73,770,395.00Jun 26, 2017Jun 26, 2018: $76,190,395.00Jun 26, 2019: $82,362,099.00Jun 26, 2019Jun 26, 2020: $82,580,036.00Jun 25, 2021: $82,580,036.00Jun 25, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 25, 2021Amendment$82,580,036$0vs Jun 26, 202040SEC filing
Jun 26, 2020Amendment$82,580,036$217,937vs Jun 26, 201940SEC filing
Jun 26, 2019Amendment$82,362,099$6,171,704vs Jun 26, 201837SEC filing
Jun 26, 2018Amendment$76,190,395$2,420,000vs Jun 26, 201737SEC filing
Jun 26, 2017Amendment$73,770,395$71,270,395vs May 9, 201230SEC filing
May 9, 2012Initial$2,500,000No comparison4SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-177948

Source: Form D, filed Jun 25, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BALA CAPITAL FUND LLC

Investment adviser: BALA CAPITAL GROUP, LLC

Gross asset value
$11.1M
Beneficial owners
17
ADV minimum commitment
$250K

Reported in Form ADV on Nov 30, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING INC. DBA NAV FUND ADMINISTRATION GROUP OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MARCUM LLP MELVILLE, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

MARCUM LLP
PCAOB 668

Filing source

Form ADV 1691836 · Nov 30, 2022 · Schedule D 7.B.(1), fund 805-8985812024

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Bala Capital Group Advisors, Llc Director
Bala Capital Group Llc Executive
N/A Bala Capital Group, Llc Director, Promoter
William D Luterman Director, Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Tower Bridge 100 Front Street, Suite 1300
West Conshohocken, PA, 19428