Investment adviser · CRD 290347

BALA CAPITAL GROUP, LLC

Investment adviser filing (IA)

PHILADELPHIA, PA, United States · Form ADV filed Nov 30, 2022

Regulatory AUM
$12.2M
Form ADV · Item 5.F
Client accounts
3
Accounts, not individual clients
Employees
20
Reported in this filing
Advisory professionals
10
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles3$12,182,566100.0%
Filing source

Form ADV 1691836 · Nov 30, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BALA CAPITAL FUND LLCOther Private Fund · Last reported Nov 30, 2022$11.1MGross asset value

Form D fundraising filings

Bala Capital Fund, LLC

Fund administrator NAV CONSULTING INC. DBA NAV FUND ADMINISTRATION GROUP OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MARCUM LLP MELVILLE, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

MARCUM LLP
PCAOB 668

Fund details & source
Fund ID
805-8985812024
Reported beneficial owners
17
Minimum commitment
$250K
Form D file number
021-177948

Form ADV 1691836 · Nov 30, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BALA CAPITAL OPPORTUNITY MASTER FUND LTDOther Private Fund · Last reported Nov 30, 2022$1.09MGross asset value

Feeder funds

  • BALA CAPITAL OPPORTUNITY FUND LP
Fund administrator NAV CONSULTING INC. DBA NAV FUND ADMINISTRATION GROUP OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MARCUM LLP MELVILLE, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

MARCUM LLP
PCAOB 668

Fund details & source
Fund ID
805-2841493741
Reported beneficial owners
1
Minimum commitment
$250K

Form ADV 1691836 · Nov 30, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Nov 30, 2022. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

2 LIBERTY PLACE, FLOOR 34
PHILADELPHIA, PA, 19102, United States

CRD 290347

Filing source

Form ADV 1691836 · Nov 30, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.